0001085146-16-003881.txt : 20160531 0001085146-16-003881.hdr.sgml : 20160531 20160531153406 ACCESSION NUMBER: 0001085146-16-003881 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20160531 DATE AS OF CHANGE: 20160531 EFFECTIVENESS DATE: 20160531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 161685637 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001501902 XXXXXXXX 09-30-2015 09-30-2015 true 1 RESTATEMENT false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N James Peterson 415 667-0879 /s/ James Peterson San Francisco CA 05-23-2016 0 68 7071123 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE DBX ETF TRXTRAK MSCI EAFE233051200799443065347SHSOLE 306534700DIREXION SHS ETF TRZACKS HG INC SHS25459Y2982029425SHSOLE 942500ETFS PRECIOUS METALS BASKETPHYS PM BSKT26922W1099847177966SHSOLE 17796600FLEXSHARES TRIBOXX 5YR TRGT33939L6051131114594262SHSOLE 45940911710GLOBAL X FDSGLBL X MLP ETF37950E4731464135332SHSOLE 13533200HIGHLAND FDS IHI LD IBOXX SRLN4301017741664719003325SHSOLE 90031321930ISHARES GOLD TRUSTISHARES46428510520297818829194SHSOLE 188289522420ISHARES INCCORE MSCI EMKT46434G103461811157716SHSOLE 115771600ISHARES TRTIPS BD ETF464287176409036949SHSOLE 3694900ISHARES TRCHINA LG-CAP ETF464287184465591312617SHSOLE 131261700ISHARES TRIBOXX INV CP ETF464287242115279993013SHSOLE 992946670ISHARES TRRUS 1000 ETF4642876223501813271187SHSOLE 327118700ISHARES TRRUSSELL 2000 ETF4642876551213261111047SHSOLE 111104700ISHARES TRAGENCY BOND ETF46428816656971499571SHSOLE 499555160ISHARES TREAFE SML CP ETF464288273964612019277SHSOLE 201927700ISHARES TRCALI AMT-FRE ETF464288356152613003SHSOLE 1300300ISHARES TRMBS ETF4642885882572341SHSOLE 234100ISHARES TRINTERM CR BD ETF46428863825722236850SHSOLE 236839110ISHARES TR3-7 YR TR BD ETF46428866176923617115SHSOLE 61711500ISHARES TRU.S. PFD STK ETF464288687102326507SHSOLE 2650700ISHARES TRMICRO-CAP ETF46428886943792627836SHSOLE 62783600ISHARES TRCMBS ETF46429B36625926500791SHSOLE 500768230ISHARES TR0-5YR HI YL CP46434V4072518855502081SHSOLE 5501997840MARKET VECTORS ETF TREM LC CURR DBT57060U5221686559731963SHSOLE 97318261370MARKET VECTORS ETF TRMKTVEC INTMUETF57060U8457227305831SHSOLE 30583100PIMCO ETF TR0-5 HIGH YIELD72201R7831423941504901SHSOLE 1504858430POWERSHARES ETF TRUSTFTSE US1500 SM73935X56749071536531SHSOLE 53653100POWERSHARES ETF TRUSTFTSE RAFI 100073935X58343793528201SHSOLE 52820100POWERSHARES GLOBAL ETF TRUSTEMER MRKT PORT73936T763164351142937SHSOLE 114293700POWERSHARES GLOBAL ETF TRUSTEX US SML PORT73936T77125197995540SHSOLE 99554000POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US73936T789428251198247SHSOLE 119824700POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B408554702656624SHSOLE 265662400POWERSHS DB MULTI SECT COMMDB OIL FUND73936B507616935435487SHSOLE 543548700POWERSHS DB MULTI SECT COMMDB BASE METALS73936B705300172361648SHSOLE 236164800SCHWAB STRATEGIC TRUS LRG CAP ETF8085242014495979825116SHSOLE 9825029870SCHWAB STRATEGIC TRUS SML CAP ETF8085246072072844081186SHSOLE 4081142440SCHWAB STRATEGIC TREMRG MKTEQ ETF8085247061177825824987SHSOLE 5824914730SCHWAB STRATEGIC TRSCHWB FDT EMK LG8085247301530208032524SHSOLE 80324021220SCHWAB STRATEGIC TRSCHWB FDT INT SC8085247481559376107996SHSOLE 61078891070SCHWAB STRATEGIC TRSCHWB FDT INT LG80852475525188510610140SHSOLE 106099761640SCHWAB STRATEGIC TRSCHWAB FDT US SC8085247631933977107553SHSOLE 71074351180SCHWAB STRATEGIC TRSCHWAB FDT US LG80852477138422214089539SHSOLE 140893132260SCHWAB STRATEGIC TRUS DIVIDEND EQ80852479717115476091SHSOLE 47609100SCHWAB STRATEGIC TRINTL EQTY ETF80852480538448914047826SHSOLE 140477241020SCHWAB STRATEGIC TRUS REIT ETF8085248471991465354828SHSOLE 53547041240SCHWAB STRATEGIC TRINTRM TRM TRES8085248541168452143940SHSOLE 21438331070SCHWAB STRATEGIC TRUS TIPS ETF80852487029787555004SHSOLE 554959450SCHWAB STRATEGIC TRINTL SCEQT ETF8085248881450735083176SHSOLE 5083118580SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4071053711418944SHSOLE 141894400SELECT SECTOR SPDR TRSBI INT-FINL81369Y605998324405642SHSOLE 440564200SPDR INDEX SHS FDSS&P GLBDIV ETF78463X45983114158SHSOLE 1415800SPDR INDEX SHS FDSS&P INTL ETF78463X7729669284708SHSOLE 28470800SPDR SERIES TRUSTWELLS FG PFD ETF78464A2927238165253SHSOLE 16525300SPDR SERIES TRUSTINTR TRM CORP BD78464A375664051955950SHSOLE 1955936140SPDR SERIES TRUSTBRC HGH YLD BD78464A417809422269842SHSOLE 22697281140SPDR SERIES TRUSTNUVN CALI MUNI78464A44116927704408SHSOLE 70440800SPDR SERIES TRUSTNUVN BRCLY MUNI78464A458393471631960SHSOLE 163196000SPDR SERIES TRUSTDJ REIT ETF78464A6071159521345624SHSOLE 134562400VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4071072192025693SHSOLE 2025665280VANGUARD INDEX FDSS&P 500 ETF SHS92290836359162336703SHSOLE 33670300VANGUARD INDEX FDSREIT ETF92290855395912695SHSOLE 1269500VANGUARD INDEX FDSSMALL CP ETF92290875124875230427SHSOLE 23042700VANGUARD INTL EQUITY INDEX FGLB EX US ETF922042676785661541416SHSOLE 1541396200VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF922042718509056120SHSOLE 5612000VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77154562210225310SHSOLE 102250872230VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385837790310603336SHSOLE 1060333600VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406103316482SHSOLE 1648200VANGUARD WHITEHALL FDS INCEMERG MKT BD ETF92194688541705562143SHSOLE 56214300