0000950170-23-062214.txt : 20231109
0000950170-23-062214.hdr.sgml : 20231109
20231109170228
ACCESSION NUMBER: 0000950170-23-062214
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231107
FILED AS OF DATE: 20231109
DATE AS OF CHANGE: 20231109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson David Michael
CENTRAL INDEX KEY: 0001808098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40971
FILM NUMBER: 231393586
MAIL ADDRESS:
STREET 1: C/O ZENTALIS PHARMACEUTICALS, LLC
STREET 2: 530 SEVENTH AVENUE, SUITE 2201
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aura Biosciences, Inc.
CENTRAL INDEX KEY: 0001501796
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 320271970
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 80 GUEST STREET
CITY: BOSTON
STATE: MA
ZIP: 01235
BUSINESS PHONE: (617)500-8864
MAIL ADDRESS:
STREET 1: 80 GUEST STREET
CITY: BOSTON
STATE: MA
ZIP: 01235
4
1
ownership.xml
4
X0508
4
2023-11-07
0001501796
Aura Biosciences, Inc.
AURA
0001808098
Johnson David Michael
C/O AURA BIOSCIENCES, INC.
80 GUEST STREET
BOSTON
MA
01235
true
false
false
false
false
Common Stock
2023-11-07
4
P
false
76000
7.17
A
126066
D
Common Stock
2023-11-07
4
P
false
47000
7.17
A
65000
I
By NEJ09 IRREVOCABLE TRUST
Common Stock
2023-11-07
4
P
false
47000
7.17
A
65000
I
By NEJ09 IRREVOCABLE TRUST
Common Stock
2023-11-08
4
P
false
9601
7.30
A
135667
D
Common Stock
2023-11-08
4
P
false
10000
7.30
A
75000
I
By NEJ09 IRREVOCABLE TRUST
Common Stock
2023-11-08
4
P
false
10000
7.30
A
75000
I
By NEJ12 IRREVOCABLE TRUST
Common Stock
139672
I
By Velocity Capital Management
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $6.50 to $7.42, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.
The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $7.22 to $7.42, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
Velosity Capital Management LLC is an entity that the reporting person is the sole member of.
/s/ Julie Feder, Attorney-in-fact
2023-11-09