0000950170-23-060499.txt : 20231107 0000950170-23-060499.hdr.sgml : 20231107 20231107181954 ACCESSION NUMBER: 0000950170-23-060499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231106 FILED AS OF DATE: 20231107 DATE AS OF CHANGE: 20231107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de los Pinos Elisabet CENTRAL INDEX KEY: 0001889633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40971 FILM NUMBER: 231385428 MAIL ADDRESS: STREET 1: C/O AURA BIOSCIENCES, INC. STREET 2: 85 BOLTON STREET CITY: CAMBRIDGE STATE: MA ZIP: 02140 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aura Biosciences, Inc. CENTRAL INDEX KEY: 0001501796 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 320271970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 80 GUEST STREET CITY: BOSTON STATE: MA ZIP: 01235 BUSINESS PHONE: (617)500-8864 MAIL ADDRESS: STREET 1: 80 GUEST STREET CITY: BOSTON STATE: MA ZIP: 01235 4 1 ownership.xml 4 X0508 4 2023-11-06 0001501796 Aura Biosciences, Inc. AURA 0001889633 de los Pinos Elisabet C/O AURA BIOSCIENCES, INC. 80 GUEST STREET BOSTON MA 01235 true true false false See Remarks true Common Stock 2023-11-06 4 M false 3800 2.74 A 184740 D Common Stock 2023-11-06 4 S false 7449 12.0299 D 177291 D Common Stock 131412 I By EdIP Revocable Trust Stock Option (Right to Buy) 2.74 2023-11-06 4 M false 3800 0.00 D 2028-02-21 Common Stock 3800 361163 D The reported transactions were effected pursuant to a Rule 10b5-1 trading plan dated June 22, 2023 previously adopted by the reporting person. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares are held by the Elisabet de los Pinos Revocable Trust U/D/T dated April 8, 2016, of which the Reporting Person is a trustee. This option is fully vested. President and Chief Executive Officer /s/ Julie Feder, as Attorney-in-Fact 2023-11-07