0000899243-23-001324.txt : 20230109 0000899243-23-001324.hdr.sgml : 20230109 20230109175537 ACCESSION NUMBER: 0000899243-23-001324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230105 FILED AS OF DATE: 20230109 DATE AS OF CHANGE: 20230109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson David Michael CENTRAL INDEX KEY: 0001808098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40971 FILM NUMBER: 23519155 MAIL ADDRESS: STREET 1: C/O ZENTALIS PHARMACEUTICALS, LLC STREET 2: 530 SEVENTH AVENUE, SUITE 2201 CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aura Biosciences, Inc. CENTRAL INDEX KEY: 0001501796 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 320271970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 80 GUEST STREET CITY: BOSTON STATE: MA ZIP: 01235 BUSINESS PHONE: (617)500-8864 MAIL ADDRESS: STREET 1: 80 GUEST STREET CITY: BOSTON STATE: MA ZIP: 01235 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-05 0 0001501796 Aura Biosciences, Inc. AURA 0001808098 Johnson David Michael C/O AURA BIOSCIENCES, INC. 80 GUEST STREET BOSTON MA 01235 1 0 0 0 Common Stock 2023-01-05 4 P 0 300 10.00 A 17300 I By NEJ09 IRREVOCABLE TRUST Common Stock 2023-01-05 4 P 0 96 10.00 A 17096 I By NEJ12 IRREVOCABLE TRUST Common Stock 2023-01-06 4 P 0 700 10.50 A 18000 I By NEJ09 IRREVOCABLE TRUST Common Stock 2023-01-06 4 P 0 904 10.51 A 18000 I By NEJ12 IRREVOCABLE TRUST The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee. The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee. /s/ Julie Feder 2023-01-09