0000899243-22-023128.txt : 20220617 0000899243-22-023128.hdr.sgml : 20220617 20220617170759 ACCESSION NUMBER: 0000899243-22-023128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220615 FILED AS OF DATE: 20220617 DATE AS OF CHANGE: 20220617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson David Michael CENTRAL INDEX KEY: 0001808098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40971 FILM NUMBER: 221024904 MAIL ADDRESS: STREET 1: C/O ZENTALIS PHARMACEUTICALS, LLC STREET 2: 530 SEVENTH AVENUE, SUITE 2201 CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aura Biosciences, Inc. CENTRAL INDEX KEY: 0001501796 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 320271970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 BOLTON STREET CITY: CAMBRIDGE STATE: MA ZIP: 02140 BUSINESS PHONE: (617)500-8864 MAIL ADDRESS: STREET 1: 85 BOLTON STREET CITY: CAMBRIDGE STATE: MA ZIP: 02140 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-15 0 0001501796 Aura Biosciences, Inc. AURA 0001808098 Johnson David Michael C/O AURA BIOSCIENCES, INC. 85 BOLTON STREET CAMBRIDGE MA 02140 1 0 0 0 Common Stock 30000 D Common Stock 139672 I By Velocity Capital Management Common Stock 10000 I By NEJ09 IRREVOCABLE TRUST Common Stock 10000 I By NEJ12 IRREVOCABLE TRUST Stock Option (Right to Buy) 13.72 2022-06-15 4 A 0 16000 0.00 A 2032-06-15 Common Stock 16000 16000 D Velosity Capital Management LLC is an entity that the reporting person is the sole member of. The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee. The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee. This stock option will vest and become exercisable in full upon the earlier to occur of (a) June 15, 2023 or (b) the next annual meeting of the Issuer's stockholders. /s/ Julie Feder, Attorney-in-fact 2022-06-17