0000899243-22-023128.txt : 20220617
0000899243-22-023128.hdr.sgml : 20220617
20220617170759
ACCESSION NUMBER: 0000899243-22-023128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220615
FILED AS OF DATE: 20220617
DATE AS OF CHANGE: 20220617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson David Michael
CENTRAL INDEX KEY: 0001808098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40971
FILM NUMBER: 221024904
MAIL ADDRESS:
STREET 1: C/O ZENTALIS PHARMACEUTICALS, LLC
STREET 2: 530 SEVENTH AVENUE, SUITE 2201
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aura Biosciences, Inc.
CENTRAL INDEX KEY: 0001501796
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 320271970
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 BOLTON STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02140
BUSINESS PHONE: (617)500-8864
MAIL ADDRESS:
STREET 1: 85 BOLTON STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02140
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-15
0
0001501796
Aura Biosciences, Inc.
AURA
0001808098
Johnson David Michael
C/O AURA BIOSCIENCES, INC.
85 BOLTON STREET
CAMBRIDGE
MA
02140
1
0
0
0
Common Stock
30000
D
Common Stock
139672
I
By Velocity Capital Management
Common Stock
10000
I
By NEJ09 IRREVOCABLE TRUST
Common Stock
10000
I
By NEJ12 IRREVOCABLE TRUST
Stock Option (Right to Buy)
13.72
2022-06-15
4
A
0
16000
0.00
A
2032-06-15
Common Stock
16000
16000
D
Velosity Capital Management LLC is an entity that the reporting person is the sole member of.
The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.
The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.
This stock option will vest and become exercisable in full upon the earlier to occur of (a) June 15, 2023 or (b) the next annual meeting of the Issuer's stockholders.
/s/ Julie Feder, Attorney-in-fact
2022-06-17