0001209191-23-054582.txt : 20231106
0001209191-23-054582.hdr.sgml : 20231106
20231106195440
ACCESSION NUMBER: 0001209191-23-054582
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231103
FILED AS OF DATE: 20231106
DATE AS OF CHANGE: 20231106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nicholson, C. David
CENTRAL INDEX KEY: 0001636168
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36579
FILM NUMBER: 231381225
MAIL ADDRESS:
STREET 1: 103 CHILDS ROAD
CITY: BASKIN RIDGE
STATE: NJ
ZIP: 07092
FORMER NAME:
FORMER CONFORMED NAME: Nicholson, David C.
DATE OF NAME CHANGE: 20150310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Adverum Biotechnologies, Inc.
CENTRAL INDEX KEY: 0001501756
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 205258327
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 CARDINAL WAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: (650) 649-1004
MAIL ADDRESS:
STREET 1: 100 CARDINAL WAY
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: Avalanche Biotechnologies, Inc.
DATE OF NAME CHANGE: 20100921
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-03
0
0001501756
Adverum Biotechnologies, Inc.
ADVM
0001636168
Nicholson, C. David
C/O ADVERUM BIOTECHNOLOGIES, INC.
100 CARDINAL WAY
REDWOOD CITY
CA
94063
1
0
0
0
0
Stock Option (Right to Buy)
0.9312
2023-11-03
4
A
0
80000
0.00
A
2033-11-02
Common Stock
80000
80000
D
1/3 of the total number of shares subject to the option vest and become exercisable on each anniversary of November 3, 2023 (the "Vesting Commencement Date"), such that all of the shares subject to the option shall become vested and exercisable as of the third anniversary of the Vesting Commencement Date, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
C. David Nicholson, by /s/ Ron A. Metzger, Attorney-in-Fact
2023-11-06