0001193125-15-239824.txt : 20150630 0001193125-15-239824.hdr.sgml : 20150630 20150629205935 ACCESSION NUMBER: 0001193125-15-239824 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150626 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20150630 DATE AS OF CHANGE: 20150629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Avalanche Biotechnologies, Inc. CENTRAL INDEX KEY: 0001501756 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 205258327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36579 FILM NUMBER: 15959772 BUSINESS ADDRESS: STREET 1: 1035 O?BRIEN DRIVE, SUITE A CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-272-6269 MAIL ADDRESS: STREET 1: 1035 O?BRIEN DRIVE, SUITE A CITY: MENLO PARK STATE: CA ZIP: 94025 8-K 1 d103670d8k.htm 8-K 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES AND EXCHANGE ACT OF 1934

Date of Report (Date of Earliest Event Reported): June 26, 2015

 

 

AVALANCHE BIOTECHNOLOGIES, INC.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Delaware   001-36579   20-5258327

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File No.)

 

(I.R.S. Employer

Identification No.)

1035 O’Brien Drive, Suite A

Menlo Park, CA 94025

(Address of principal executive offices, including Zip Code)

Registrant’s telephone number, including area code: (650) 272-6269

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a–12 under the Exchange Act (17 CFR 240.14a–12)

 

¨ Pre-commencement communication pursuant to Rule 14d–2(b) under the Exchange Act (17 CFR 240.14d–2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e–4(c) under the Exchange Act (17 CFR 240.13e–4(c))

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders

On June 26, 2015, Avalanche Biotechnologies, Inc. (the “Company”) held its 2015 Annual Meeting of Stockholders. A total of 18,182,992 shares of the Company’s common stock were represented in person or by valid proxy, and the stockholders voted on two proposals. The final results for the votes regarding each proposal are set forth below:

1. Election of two Class I directors, Thomas W. Chalberg, Jr., Ph.D. and Paul D. Wachter, each to serve a three-year term, which will expire at the 2018 Annual Meeting of Stockholders, or until such time as their respective successors have been elected and qualified.

 

Nominees

  

Shares For

    

Shares Withheld

    

Broker Non-Votes

 

Thomas W. Chalberg, Jr., Ph.D.

     14,448,262         1,770,704         1,964,026   

Paul D. Wachter

     14,432,578         1,786,388         1,964,026   

2. Ratification of the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2015.

 

Shares For

  

Shares Against

  

Shares Abstaining

  

Broker Non-Votes

18,162,034

   19,998    960    —  


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

AVALANCHE BIOTECHNOLOGIES, INC.
Date: June 29, 2015 By:

/s/ Hans P. Hull

Hans P. Hull
Senior Vice President, Business Operations and Corporate Secretary