0001140361-15-016261.txt : 20150423 0001140361-15-016261.hdr.sgml : 20150423 20150423170214 ACCESSION NUMBER: 0001140361-15-016261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150421 FILED AS OF DATE: 20150423 DATE AS OF CHANGE: 20150423 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avalanche Biotechnologies, Inc. CENTRAL INDEX KEY: 0001501756 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 205258327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1035 O?BRIEN DRIVE, SUITE A CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-272-6269 MAIL ADDRESS: STREET 1: 1035 O?BRIEN DRIVE, SUITE A CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz Steven Daniel CENTRAL INDEX KEY: 0001615096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36579 FILM NUMBER: 15789166 MAIL ADDRESS: STREET 1: C/O AVALANCHE BIOTECHNOLOGIES, INC. STREET 2: 1035 O'BRIEN DRIVE, SUITE A CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: Schwartz Steven David DATE OF NAME CHANGE: 20140729 4 1 doc1.xml FORM 4 X0306 4 2015-04-21 0 0001501756 Avalanche Biotechnologies, Inc. AAVL 0001615096 Schwartz Steven Daniel C/O AVALANCHE BIOTECHNOLOGIES 1035 O'BRIEN DRIVE, SUITE A MENLO PARK CA 94025 1 0 0 0 Common Stock 2015-04-21 4 A 0 2000 0.00 A 453056 D Stock Option (Right to Buy) 39.35 2015-04-21 4 A 0 7000 0.00 A 2016-06-26 2025-04-20 Common Stock 7000 7000 D Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock of the Issuer for each one (1) RSU upon the vesting thereof. Such RSUs vest with respect to 100% of the shares subject thereto on June 26, 2016. /s/ Michael Swartzburg, Attorney-in-Fact for Steven Schwartz 2015-04-23