0000950142-22-002065.txt : 20220701
0000950142-22-002065.hdr.sgml : 20220701
20220701170330
ACCESSION NUMBER: 0000950142-22-002065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220629
FILED AS OF DATE: 20220701
DATE AS OF CHANGE: 20220701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taylor Ryan P.
CENTRAL INDEX KEY: 0001501578
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 221062213
MAIL ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Reservoir Media, Inc.
CENTRAL INDEX KEY: 0001824403
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 75 VARICK STREET, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 212-675-0541
MAIL ADDRESS:
STREET 1: 75 VARICK STREET, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: Roth CH Acquisition II Co
DATE OF NAME CHANGE: 20200911
4
1
es220266961_4-taylor.xml
OWNERSHIP DOCUMENT
X0306
4
2022-06-29
0
0001824403
Reservoir Media, Inc.
RSVR
0001501578
Taylor Ryan P.
C/O RESERVOIR MEDIA, INC.
75 VARICK STREET, 9TH FLOOR
NEW YORK
NY
10013
1
0
0
1
See Remarks
Common Stock, $0.0001 par value
2022-06-29
4
A
0
11940
0
A
11940
D
Common Stock, $0.0001 par value
2022-06-29
4
P
0
39605
6.5983
A
172070
I
By Richmond Hill Capital Partners, LP
Common Stock, $0.0001 par value
2022-06-30
4
P
0
7319
6.4877
A
179389
I
By Richmond Hill Capital Partners, LP
Common Stock, $0.0001 par value
2022-06-29
4
P
0
92413
6.5983
A
401498
I
By Essex Equity Joint Investment Vehicle, LLC
Common Stock, $0.0001 par value
2022-06-30
4
P
0
17078
6.4877
A
418576
I
By Essex Equity Joint Investment Vehicle, LLC
Common Stock, $0.0001 par value
13592793
I
By ER Reservoir LLC
Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2022, subject to the Reporting Person's continued service on the board of directors of the Issuer on such date.
The 39,605 shares of common stock, par value $0.0001 per share (the "Shares"), of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $6.10 to $6.74 per Share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.
The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP ("RHCP"). Ryan P. Taylor is the managing member of the general partner of RHCP and the manager of the general partner of Richmond Hill Investment Co., LP, the investment adviser to RHCP, and may be deemed to be a beneficial owner of the Shares owned by RHCP. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?) or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.
The 7,319 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $6.39 to $6.50 per Share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.
The 92,413 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $6.10 to $6.74 per Share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.
The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("EEJIV"). Ryan P. Taylor owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by EEJIV and therefore may be deemed to be a beneficial owner of the Shares owned by EEJIV. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.
The 17,078 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $6.39 to $6.50 per Share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.
The amount of securities shown in this row is owned directly by ER Reservoir LLC (the "Fund"). Ryan P. Taylor is the manager of the general partner of a manager of the Fund and may be deemed to be a beneficial owner of the Shares owned by the Fund. The Fund received these securities in connection with the agreement and plan of merger, dated as of April 14, 2021, by and among Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co. ("RMI")), Roth CH II Merger Sub Corp. ("Merger Sub") and Reservoir Holdings, Inc. ("Reservoir"), pursuant to which Merger Sub merged with and into Reservoir, with Reservoir surviving the merger as a wholly-owned subsidiary of RMI (the "Business Combination"). (Con't in FN9)
(Con't from FN8) The Fund received these Shares as consideration for the Business Combination. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.
May Be Deemed Member of 10% Owner Group
/s/ Golnar Khosrowshahi, as attorney-in-fact for Ryan P. Taylor
2022-07-01