0001501570-21-000267.txt : 20211110 0001501570-21-000267.hdr.sgml : 20211110 20211110213440 ACCESSION NUMBER: 0001501570-21-000267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211108 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Earley Terry CENTRAL INDEX KEY: 0001543671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36682 FILM NUMBER: 211398720 MAIL ADDRESS: STREET 1: C/O CRESCENT FINANCIAL BANCSHARES, INC. STREET 2: 1005 HIGH HOUSE ROAD CITY: CARY STATE: NC ZIP: 27513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Veritex Holdings, Inc. CENTRAL INDEX KEY: 0001501570 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 270973566 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 400 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 972-349-6200 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 400 CITY: DALLAS STATE: TX ZIP: 75225 4 1 wf-form4_163659806582824.xml FORM 4 X0306 4 2021-11-08 0 0001501570 Veritex Holdings, Inc. VBTX 0001543671 Earley Terry C/O VERITEX HOLDINGS, INC. 8214 WESTCHESTER DRIVE, SUITE 800 DALLAS TX 75225 0 1 0 0 Chief Financial Officer Common Stock 2021-11-08 4 M 0 14746 0 A 65636 D Common Stock 2021-11-08 4 F 0 14746 43.21 D 50890 D Common Stock 2021-11-09 4 M 0 8858 0 A 59748 D Common Stock 2021-11-09 4 F 0 8858 43.25 D 50890 D Common Stock 2021-11-10 4 M 0 21696 0 A 72586 D Common Stock 2021-11-10 4 F 0 21696 43.30 D 50890 D Common Stock 6800 I By Terry S Early - Individual Retirement Account Employee Stock Option (right to buy) 21.9 2021-11-08 4 M 0 14746 0 D 2019-01-01 2027-04-04 Common Stock 14746.0 30554 D Employee Stock Option (right to buy) 21.9 2021-11-09 4 M 0 8858 0 D 2019-01-01 2027-04-04 Common Stock 8858.0 21696 D Employee Stock Option (right to buy) 21.9 2021-11-10 4 M 0 21696 0 D 2019-01-01 2027-04-04 Common Stock 21696.0 0 D The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for each set of options is reported in two lines. The first line of the cashless exercise transaction is coded M in column 3 of Table I and reports in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The line coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. The transactions reported in Table II above, reflect the disposition of the same stock options whose cashless exercise is disclosed in Table I above. /s/ C. Malcolm Holland 2021-11-10