0001501570-21-000266.txt : 20211109 0001501570-21-000266.hdr.sgml : 20211109 20211109172932 ACCESSION NUMBER: 0001501570-21-000266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211105 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riebe Michael Clayton CENTRAL INDEX KEY: 0001673460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36682 FILM NUMBER: 211393427 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE SUITE 400 CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Veritex Holdings, Inc. CENTRAL INDEX KEY: 0001501570 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 270973566 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 400 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 972-349-6200 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 400 CITY: DALLAS STATE: TX ZIP: 75225 4 1 wf-form4_163649695853118.xml FORM 4 X0306 4 2021-11-05 0 0001501570 Veritex Holdings, Inc. VBTX 0001673460 Riebe Michael Clayton C/O VERITEX HOLDINGS, INC. 8214 WESTCHESTER DRIVE, SUITE 800 DALLAS TX 75225 0 1 0 0 Chief Credit Officer Common Stock 2021-11-05 4 M 0 10000 42.53 A 34593 D Common Stock 2021-11-05 4 F 0 10000 42.53 D 24593 D Employee Stock Option (right to buy) 14.82 2021-11-05 4 M 0 10000 0 D 2026-03-30 Common Stock 10000.0 0 D On March 30, 2016, the reporting person was granted 10,000 stock options that vest in five equal annual installments beginning March 30, 2017. The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for each set of options is reported in two lines. The first line of the cashless exercise transaction is coded M in column 3 of Table I and reports in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The line coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. The transactions reported in Table II above, reflect the disposition of the same stock options whose cashless exercise is disclosed in Table I above. /s/ C. Malcolm Holland, III, by power of attorney 2021-11-09