0001501570-21-000117.txt : 20210209 0001501570-21-000117.hdr.sgml : 20210209 20210209181516 ACCESSION NUMBER: 0001501570-21-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210101 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kesler Jeff CENTRAL INDEX KEY: 0001621651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36682 FILM NUMBER: 21608296 BUSINESS ADDRESS: BUSINESS PHONE: 972-349-6150 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE, SUITE 400 CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Veritex Holdings, Inc. CENTRAL INDEX KEY: 0001501570 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 270973566 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 400 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 972-349-6200 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 400 CITY: DALLAS STATE: TX ZIP: 75225 4 1 wf-form4_161291250215460.xml FORM 4 X0306 4 2021-01-01 0 0001501570 Veritex Holdings, Inc. VBTX 0001621651 Kesler Jeff C/O VERITEX HOLDINGS, INC. 8214 WESTCHESTER DRIVE, SUITE 800 DALLAS TX 75225 0 1 0 0 Dallas Fort Worth President Common Stock 2021-01-01 4 M 0 5000 A 54963 D Common Stock 2021-01-01 4 F 0 1482 25.66 D 53481 D Common Stock 2021-02-05 4 S 0 1770 28.18 D 0 I By Veritex Holdings, Inc. ESOP Restricted Stock Units 2021-01-01 4 M 0 5000 0 D Common Stock 5000.0 5000 D Restricted Stock Units 2021-02-01 4 A 0 4224 0 A Common Stock 4224.0 4224 D Each restricted stock unit ("RSU") represents a right to receive at settlement one share of common stock of the Company. Represents the sale of 1,770 shares of common stock allocated to the reporting person prior to the date of this report pursuant to the Veritex Community Bank Employee Stock Ownership Plan ("ESOP"). In a transaction approved by a committee of the board of directors of the Company, on January 1, 2019, the reporting person was granted 15,000 RSUs subject to shareholder approval. On May 21, 2019, the Company's shareholders approved the RSUs granted to the reporting person. The RSUs vest in three equal annual installments beginning January 1, 2020. On May 21, 2019, the RSUs granted to the reporting person received shareholder approval. The RSUs are subject to graded vesting over three years with vesting dates of February 1, 2022, February 1, 2023 and February 1, 2024. /s/ C. Malcolm Holland, III, by power of attorney 2021-02-09