0001501364-19-000056.txt : 20190401
0001501364-19-000056.hdr.sgml : 20190401
20190401161155
ACCESSION NUMBER: 0001501364-19-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190329
FILED AS OF DATE: 20190401
DATE AS OF CHANGE: 20190401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newell Eric R
CENTRAL INDEX KEY: 0001523145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35028
FILM NUMBER: 19720808
MAIL ADDRESS:
STREET 1: C/O ROCKVILLE FINANCIAL, INC.
STREET 2: 1645 ELLINGTON ROAD
CITY: SOUTH WINDSOR
STATE: CT
ZIP: 06074
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: United Financial Bancorp, Inc.
CENTRAL INDEX KEY: 0001501364
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
IRS NUMBER: 273577029
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 ASYLUM STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-291-3600
MAIL ADDRESS:
STREET 1: 225 ASYLUM STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: Rockville Financial, Inc. /CT/
DATE OF NAME CHANGE: 20110303
FORMER COMPANY:
FORMER CONFORMED NAME: Rockville Financial New, Inc.
DATE OF NAME CHANGE: 20100914
4
1
wf-form4_155414950047110.xml
FORM 4
X0306
4
2019-03-29
0
0001501364
United Financial Bancorp, Inc.
UBNK
0001523145
Newell Eric R
UNITED FINANCIAL BANCORP, INC.
225 ASYLUM STREET
HARTFORD
CT
06103
0
1
0
0
EVP, CFO & Treasurer
Common Stock
2019-03-29
4
J
0
3409
14.70
D
57613
D
Common Stock
2019-03-29
4
F
0
774
14.70
D
56839
D
Common Stock
16715.185
I
By United Bank 401(k) Plan
Common Stock
4537.4995
I
Held in IRA
Stock Options
13.73
2015-06-20
2024-06-20
Common Stock
4783.0
4783
D
Stock Options
13.25
2013-06-21
2023-06-21
Common Stock
4429.0
4429
D
Stock Options
10.99
2012-06-21
2022-06-21
Common Stock
50739.0
50739
D
Stock Options
10.99
2012-06-21
2022-06-21
Common Stock
18009.0
18009
D
Stock Options
13.25
2013-06-21
2023-06-21
Common Stock
13289.0
13289
D
Stock Options
13.73
2015-06-20
2024-06-20
Common Stock
14349.0
14349
D
Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes.
Includes 3,912 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 1,964 shares withheld by the Issuer for tax withholding purposes.
Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes.
Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes.
Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes.
Includes 1,693 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2015 Stock Incentive Plan. The original grant of 5,876 shares cliff vested on December 31, 2018, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,876 granted shares decreased by 3,409 shares for not meeting those performance requirements. The reported number of shares is net of 774 shares withheld by the Issuer for tax withholding purposes.
Includes 2,964 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number of shares is net of 832 shares withheld by the Issuer for tax withholding purposes.
Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
Includes 5,462 restricted stock shares granted on June 20, 2014 pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes.
Includes 4,144 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,628 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 484 shares withheld by the Issuer for tax withholding purposes.
Includes 4,072 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
Includes 8,741 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 8,741 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 19, 2019 and the subsequent vesting on each annual anniversary of the grant date thereafter.
Includes 8,741 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2021, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
Transaction represents shares withheld by the Issuer for tax withholding purposes with respect vesting of Restricted Stock previously issued to the Reporting Person by the Issuer.
Shares allocated to the account of Mr. Newell under the United Bank 401(k) Plan, of which all shares are vested.
Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest at the one year anniversary of the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest at the one year anniversary of the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
/s/ Marliese L. Shaw by POA
2019-04-01