0000950170-24-068075.txt : 20240603
0000950170-24-068075.hdr.sgml : 20240603
20240603165853
ACCESSION NUMBER: 0000950170-24-068075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240601
FILED AS OF DATE: 20240603
DATE AS OF CHANGE: 20240603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Niederhuber John
CENTRAL INDEX KEY: 0001501240
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37746
FILM NUMBER: 241014439
MAIL ADDRESS:
STREET 1: 2273 RESEARCH BLVD. SUITE 400
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aptevo Therapeutics Inc.
CENTRAL INDEX KEY: 0001671584
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 811567056
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2401 4TH AVE.
STREET 2: SUITE 1050
CITY: SEATTLE
STATE: WA
ZIP: 98121
BUSINESS PHONE: 206-838-0500
MAIL ADDRESS:
STREET 1: 2401 4TH AVE.
STREET 2: SUITE 1050
CITY: SEATTLE
STATE: WA
ZIP: 98121
4
1
ownership.xml
4
X0508
4
2024-06-01
0001671584
Aptevo Therapeutics Inc.
APVO
0001501240
Niederhuber John
2401 4TH AVENUE
SUITE 1050
SEATTLE
WA
98121
true
false
false
false
false
Common Stock
2024-06-01
4
M
false
7
A
136
D
Common Stock
2024-06-02
4
M
false
81
A
217
D
Restricted Stock Unit
2024-06-01
4
M
false
7
0
D
Common Stock
7
0
D
Restricted Stock Unit
2024-06-02
4
M
false
81
0
D
Common Stock
81
0
D
Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.
On March 5, 2024, the Issuer effected a 1-for-44 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
On June 1, 2021, the reporting person was granted 893 (20 post-split) RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.
On June 2, 2023, the reporting person was granted 3,571 (81 post-split) RSUs, vesting in full on the first anniversary of the date of grant.
/s/ SoYoung Kwon, Attorney-in-Fact
2024-06-03