0001704711-24-000039.txt : 20240402 0001704711-24-000039.hdr.sgml : 20240402 20240402191700 ACCESSION NUMBER: 0001704711-24-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240329 FILED AS OF DATE: 20240402 DATE AS OF CHANGE: 20240402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daw Tracy D CENTRAL INDEX KEY: 0001501098 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 24816372 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: SUITE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 wk-form4_1712099811.xml FORM 4 X0508 4 2024-03-29 0 0001704711 Funko, Inc. FNKO 0001501098 Daw Tracy D C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 0 1 0 0 CHIEF LEGAL OFFICER 0 CLASS A COMMON STOCK 2024-03-29 4 M 0 15000 0 A 66170 D Restricted Stock Units 2024-03-29 4 M 0 15000 0 D CLASS A COMMON STOCK 15000 0 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. On August 11, 2023, the Reporting Person was granted 15,000 RSUs vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. /s/ Tracy D. Daw 2024-04-02