0001704711-24-000027.txt : 20240315
0001704711-24-000027.hdr.sgml : 20240315
20240315183022
ACCESSION NUMBER: 0001704711-24-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240313
FILED AS OF DATE: 20240315
DATE AS OF CHANGE: 20240315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daw Tracy D
CENTRAL INDEX KEY: 0001501098
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 24756408
MAIL ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE
STREET 2: SUITE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
wk-form4_1710541809.xml
FORM 4
X0508
4
2024-03-13
0
0001704711
Funko, Inc.
FNKO
0001501098
Daw Tracy D
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
0
1
0
0
CHIEF LEGAL OFFICER
0
Restricted Stock Units
2024-03-13
4
A
0
50400
0
A
CLASS A COMMON STOCK
50400
50400
D
Option to Purchase Class A Common Stock
6.37
2024-03-13
4
A
0
125900
0
A
2034-03-13
CLASS A COMMON STOCK
125900
125900
D
Restricted Stock Units
2024-03-13
4
A
0
15000
0
A
CLASS A COMMON STOCK
15000
15000
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 13, 2024 and the remaining 75% of the option will vest in thirty-six equal monthly
installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
The RSUs vest in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.
/s/ Tracy Daw
2024-03-15