0000899243-22-024589.txt : 20220630
0000899243-22-024589.hdr.sgml : 20220630
20220630160517
ACCESSION NUMBER: 0000899243-22-024589
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220627
FILED AS OF DATE: 20220630
DATE AS OF CHANGE: 20220630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daw Tracy D
CENTRAL INDEX KEY: 0001501098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 221058057
MAIL ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE
STREET 2: SUITE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-27
0
0001704711
Funko, Inc.
FNKO
0001501098
Daw Tracy D
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
0
1
0
0
CHIEF LEGAL OFFICER
Class A Common Stock
2022-06-27
4
M
0
2005
A
7331
D
Class A Common Stock
2022-06-28
4
S
0
802
24.25
D
6529
D
Restricted Stock Units
2022-06-27
4
M
0
2005
0.00
D
Class A Common Stock
2005
0
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
Shares were sold to cover taxes upon the vesting of restricted stock units on June 27, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
/s/ Tracy Daw
2022-06-30