0001209191-20-034870.txt : 20200605 0001209191-20-034870.hdr.sgml : 20200605 20200605194827 ACCESSION NUMBER: 0001209191-20-034870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200603 FILED AS OF DATE: 20200605 DATE AS OF CHANGE: 20200605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ward Rob CENTRAL INDEX KEY: 0001501075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 20947836 MAIL ADDRESS: STREET 1: 245 LYTTON AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-03 1 0001540755 Anaplan, Inc. PLAN 0001501075 Ward Rob 50 HAWTHORNE STREET SAN FRANCISCO CA 94105 1 0 0 0 Common Stock 2020-06-03 4 M 0 3602 A 97229 D Common Stock 3865056 I By Meritech Capital Partners IV L.P. Common Stock 95450 I By Meritech Capital Affiliates IV L.P. Restricted Stock Units 2020-06-03 4 M 0 3602 0.00 D Common Stock 3602 0 D The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU shall vest in full on the earlier of: (i) the date of the regular annual meeting of the Company's stockholders held in the year following the Date of Grant; and (ii) the one-year anniversary of the Date of Grant, provided that the Reporting Person remains in continuous service on such vesting date. Reflects, in part, an increase in ownership of shares received from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore merely a change in form of beneficial ownership and an exempt, non-matchable acquisition pursuant to Section 16(b). Reflects a reduction in beneficial ownership from a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. Meritech Capital Associates IV L.L.C. (the "General Partner") is the general partner of Meritech Capital Partners IV L.P. ("MCP IV") and Meritech Capital Affiliates IV L.P. ("MCA IV"). Robert Ward, a member of the Issuer's board of directors, is one of several managing members of the General partner of MCP IV and MCA IV, which directly hold these shares, and as such Mr. Ward may be deemed to have voting and investment power with respect to such shares. Mr. Ward disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein. /s/ Gary Spiegel, Attorney-in-Fact 2020-06-05