0001209191-20-034870.txt : 20200605
0001209191-20-034870.hdr.sgml : 20200605
20200605194827
ACCESSION NUMBER: 0001209191-20-034870
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200603
FILED AS OF DATE: 20200605
DATE AS OF CHANGE: 20200605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ward Rob
CENTRAL INDEX KEY: 0001501075
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 20947836
MAIL ADDRESS:
STREET 1: 245 LYTTON AVENUE, SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-03
1
0001540755
Anaplan, Inc.
PLAN
0001501075
Ward Rob
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
1
0
0
0
Common Stock
2020-06-03
4
M
0
3602
A
97229
D
Common Stock
3865056
I
By Meritech Capital Partners IV L.P.
Common Stock
95450
I
By Meritech Capital Affiliates IV L.P.
Restricted Stock Units
2020-06-03
4
M
0
3602
0.00
D
Common Stock
3602
0
D
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU shall vest in full on the earlier of: (i) the date of the regular annual meeting of the Company's stockholders held in the year following the Date of Grant; and (ii) the one-year anniversary of the Date of Grant, provided that the Reporting Person remains in continuous service on such vesting date.
Reflects, in part, an increase in ownership of shares received from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore merely a change in form of beneficial ownership and an exempt, non-matchable acquisition pursuant to Section 16(b).
Reflects a reduction in beneficial ownership from a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.
Meritech Capital Associates IV L.L.C. (the "General Partner") is the general partner of Meritech Capital Partners IV L.P. ("MCP IV") and Meritech Capital Affiliates IV L.P. ("MCA IV"). Robert Ward, a member of the Issuer's board of directors, is one of several managing members of the General partner of MCP IV and MCA IV, which directly hold these shares, and as such Mr. Ward may be deemed to have voting and investment power with respect to such shares. Mr. Ward disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.
/s/ Gary Spiegel, Attorney-in-Fact
2020-06-05