0001209191-19-061998.txt : 20191226 0001209191-19-061998.hdr.sgml : 20191226 20191226212332 ACCESSION NUMBER: 0001209191-19-061998 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191220 FILED AS OF DATE: 20191226 DATE AS OF CHANGE: 20191226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ward Rob CENTRAL INDEX KEY: 0001501075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 191311650 MAIL ADDRESS: STREET 1: 245 LYTTON AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-20 0 0001540755 Anaplan, Inc. PLAN 0001501075 Ward Rob C/O MERITECH CAPITAL PARTNERS 245 LYTTON AVENUE, #125 PALO ALTO CA 94301 1 0 0 0 Common Stock 55967 D Common Stock 2019-12-20 4 S 0 145732 53.002 D 5269089 I By Meritech Capital Partners IV L.P. Common Stock 2019-12-20 4 S 0 3599 53.002 D 130122 I By Meritech Capital Affiliates IV L.P. Common Stock 2019-12-23 4 S 0 1412 53.00 D 5267677 I By Meritech Capital Partners IV L.P. Common Stock 2019-12-23 4 S 0 35 53.00 D 130087 I By Meritech Capital Affiliates IV L.P. Common Stock 2019-12-24 4 S 0 48012 53.012 D 5219665 I By Meritech Capital Partners IV L.P. Common Stock 2019-12-24 4 S 0 1186 53.012 D 128901 I By Meritech Capital Affiliates IV L.P. Common Stock 2019-12-26 4 S 0 18760 53.093 D 5200905 I By Meritech Capital Partners IV L.P. Common Stock 2019-12-26 4 S 0 461 53.093 D 128440 I By Meritech Capital Affiliates IV L.P. Consists of shares received from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore merely a change in form of beneficial ownership and an exempt, non-matchable acquisition pursuant to Section 16(b). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.04, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Meritech Capital Associates IV L.L.C. (the "General Partner") is the general partner of Meritech Capital Partners IV L.P. ("MCP IV") and Meritech Capital Affiliates IV L.P. ("MCA IV"). Robert Ward, a member of the Issuer's board of directors, is one of several managing members of the general partner of MCP IV and MCA IV, which directly hold these shares, and as such Mr. Ward may be deemed to have voting and investment power with respect to such shares. Mr. Ward disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.0425, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.29, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Joel Backman, Attorney-in-fact for Rob Ward 2019-12-26