0001398344-21-021673.txt : 20211116 0001398344-21-021673.hdr.sgml : 20211116 20211116165154 ACCESSION NUMBER: 0001398344-21-021673 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211115 FILED AS OF DATE: 20211116 DATE AS OF CHANGE: 20211116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Neill Stephen Andrew CENTRAL INDEX KEY: 0001662140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22472 FILM NUMBER: 211416859 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0001501072 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-1440 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. DATE OF NAME CHANGE: 20100909 4 1 fp0070320_4.xml X0306 4 2021-11-15 0 0001501072 RIVERNORTH OPPORTUNITIES FUND, INC. RIV RT 0001662140 O'Neill Stephen Andrew 325 NORTH LASALLE STREET SUITE 645 CHICAGO IL 60654 0 0 0 1 Officer of Subadviser Common Shares of Beneficial Interest 2021-11-15 2021-11-15 4 P 0 16557 16.81 A 82784 D /s/ Steve O'Neill 2021-11-16