0001398344-18-016939.txt : 20181126 0001398344-18-016939.hdr.sgml : 20181126 20181126133210 ACCESSION NUMBER: 0001398344-18-016939 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181120 FILED AS OF DATE: 20181126 DATE AS OF CHANGE: 20181126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmucker Brian H CENTRAL INDEX KEY: 0001662166 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22472 FILM NUMBER: 181200520 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0001501072 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-1440 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. DATE OF NAME CHANGE: 20100909 4 1 fp0037338_4.xml X0306 4 2018-11-20 0 0001501072 RIVERNORTH OPPORTUNITIES FUND, INC. RIV 0001662166 Schmucker Brian H 325 NORTH LASALLE STREET SUITE 645 CHICAGO IL 60654 0 0 0 1 Officer of Subadviser Common Stock 2018-11-20 2018-11-20 4 A 0 3000 16.20 A 64166 D Brian Schmucker 2018-11-26