0001398344-18-016807.txt : 20181120
0001398344-18-016807.hdr.sgml : 20181120
20181120153016
ACCESSION NUMBER: 0001398344-18-016807
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181119
FILED AS OF DATE: 20181120
DATE AS OF CHANGE: 20181120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schmucker Brian H
CENTRAL INDEX KEY: 0001662166
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22472
FILM NUMBER: 181195508
MAIL ADDRESS:
STREET 1: 325 NORTH LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC.
CENTRAL INDEX KEY: 0001501072
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 325 NORTH LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-832-1440
MAIL ADDRESS:
STREET 1: 325 NORTH LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC.
DATE OF NAME CHANGE: 20100909
4
1
fp0037256_4.xml
X0306
4
2018-11-19
0
0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
RIV
0001662166
Schmucker Brian H
325 NORTH LASALLE STREET
SUITE 645
CHICAGO
IL
60654
0
0
0
1
Officer of Subadviser
Common Stock
2018-11-19
2018-11-19
4
A
0
5000
16.20
A
59166
D
Common Stock
2018-11-20
2018-11-20
4
A
0
2000
16.38
A
61166
D
Brian Schmucker
2018-11-20