0000913849-16-000454.txt : 20160219 0000913849-16-000454.hdr.sgml : 20160219 20160219170120 ACCESSION NUMBER: 0000913849-16-000454 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160218 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0001501072 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-1440 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. DATE OF NAME CHANGE: 20100909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmucker Brian H CENTRAL INDEX KEY: 0001662166 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22472 FILM NUMBER: 161442602 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 4 1 form4_021816.xml OWNERSHIP DOCUMENT X0306 4 2016-02-18 0 0001501072 RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) 0001662166 Schmucker Brian H 325 N. LASALLE STREET SUITE 645 CHICAGO IL 60654 0 0 0 1 Officer of Subadviser Common Stock 2016-02-18 2016-02-18 4 P 0 2000 16.45 A 27000 D /s/Brian H. Schmucker 2016-02-19