0000913849-16-000454.txt : 20160219
0000913849-16-000454.hdr.sgml : 20160219
20160219170120
ACCESSION NUMBER: 0000913849-16-000454
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160218
FILED AS OF DATE: 20160219
DATE AS OF CHANGE: 20160219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC.
CENTRAL INDEX KEY: 0001501072
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 325 NORTH LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-832-1440
MAIL ADDRESS:
STREET 1: 325 NORTH LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC.
DATE OF NAME CHANGE: 20100909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schmucker Brian H
CENTRAL INDEX KEY: 0001662166
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22472
FILM NUMBER: 161442602
MAIL ADDRESS:
STREET 1: 325 NORTH LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
4
1
form4_021816.xml
OWNERSHIP DOCUMENT
X0306
4
2016-02-18
0
0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
(RIV)
0001662166
Schmucker Brian H
325 N. LASALLE STREET
SUITE 645
CHICAGO
IL
60654
0
0
0
1
Officer of Subadviser
Common Stock
2016-02-18
2016-02-18
4
P
0
2000
16.45
A
27000
D
/s/Brian H. Schmucker
2016-02-19