0000913849-15-000370.txt : 20151230 0000913849-15-000370.hdr.sgml : 20151230 20151230161056 ACCESSION NUMBER: 0000913849-15-000370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151229 FILED AS OF DATE: 20151230 DATE AS OF CHANGE: 20151230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0001501072 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-1440 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. DATE OF NAME CHANGE: 20100909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmucker Brian H CENTRAL INDEX KEY: 0001662166 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22472 FILM NUMBER: 151313683 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 4 1 form4_122915.xml OWNERSHIP DOCUMENT X0306 4 2015-12-29 0 0001501072 RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) 0001662166 Schmucker Brian H 325 N. LASALLE STREET SUITE 645 CHICAGO IL 60654 0 0 0 1 Officer of Subadviser Common Stock 2015-12-29 2015-12-29 4 P 0 25000 20.00 A 25000 D /s/Brian H. Schmucker 2015-12-30