0000913849-15-000358.txt : 20151223 0000913849-15-000358.hdr.sgml : 20151223 20151223184600 ACCESSION NUMBER: 0000913849-15-000358 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151223 FILED AS OF DATE: 20151223 DATE AS OF CHANGE: 20151223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0001501072 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-1440 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. DATE OF NAME CHANGE: 20100909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mohrhardt Jonathan M. CENTRAL INDEX KEY: 0001646974 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22472 FILM NUMBER: 151306704 MAIL ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 3 1 form3_jm122315.xml OWNERSHIP DOCUMENT X0206 3 2015-12-23 1 0001501072 RIVERNORTH OPPORTUNITIES FUND, INC. RIV 0001646974 Mohrhardt Jonathan M. 325 N. LASALLE STREET SUITE 645 CHICAGO IL 60654 0 0 0 1 Officer of Sub Adviser /s/Jonathan M. Mohrhardt 2015-12-23