0001140361-14-030666.txt : 20140805
0001140361-14-030666.hdr.sgml : 20140805
20140805114259
ACCESSION NUMBER: 0001140361-14-030666
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140805
DATE AS OF CHANGE: 20140805
EFFECTIVENESS DATE: 20140805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW VERNON INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001500605
IRS NUMBER: 364263954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14174
FILM NUMBER: 141015178
BUSINESS ADDRESS:
STREET 1: 799 CENTRAL AVENUE
STREET 2: SUITE 350
CITY: HIGHLAND PARK
STATE: IL
ZIP: 60035
BUSINESS PHONE: 847-926-5712
MAIL ADDRESS:
STREET 1: 799 CENTRAL AVENUE
STREET 2: SUITE 350
CITY: HIGHLAND PARK
STATE: IL
ZIP: 60035
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001500605
XXXXXXXX
06-30-2014
06-30-2014
NEW VERNON INVESTMENT MANAGEMENT LLC
799 CENTRAL AVENUE
SUITE 350
HIGHLAND PARK
IL
60035
13F HOLDINGS REPORT
028-14174
N
Steven Shapiro
Managing Member
847-926-5712
Steven Shapiro
Highland Park
IL
08-05-2014
1
50
144879
false
1
0001512538
028-14173
New Vernon Capital Holdings II LLC
INFORMATION TABLE
2
form13fInfoTable.xml
ARCH COAL INC
COM
039380100
986
270000
SH
Call
DFND
01
270000
0
0
BAIDU INC
SPON ADR REP A
056752108
504
2700
SH
DFND
01
2700
0
0
NUVEEN SELECT QUALITY MUN FD
COM
670973106
2079
150000
SH
DFND
01
150000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
3375
51000
SH
DFND
01
51000
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
1059
42600
SH
DFND
01
42600
0
0
QUALCOMM INC
COM
747525103
3097
39100
SH
DFND
01
39100
0
0
XL GROUP PLC
SHS
G98290102
2965
90600
SH
DFND
01
90600
0
0
ALCENTRA CAP CORP
COM
01374T102
955
64284
SH
DFND
01
64284
0
0
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
3008
400000
SH
DFND
01
400000
0
0
ALLIED WRLD ASSUR COM HLDG A
SHS
H01531104
1471
38700
SH
DFND
01
38700
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
5469
289500
SH
DFND
01
289500
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
3310
55580
SH
DFND
01
55580
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
3465
125000
SH
DFND
01
125000
0
0
APOLLO INVT CORP
COM
03761U106
2714
315232
SH
DFND
01
315232
0
0
APPLE INC
COM
037833100
1756
18900
SH
DFND
01
18900
0
0
ARES CAP CORP
COM
04010L103
2956
165500
SH
DFND
01
165500
0
0
BLACKROCK INCOME OPP TRUST I
COM
092475102
6351
584825
SH
DFND
01
584825
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
5016
150000
SH
DFND
01
150000
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
2378
70030
SH
DFND
01
70030
0
0
CHEVRON CORP NEW
COM
166764100
4915
37650
SH
DFND
01
37650
0
0
COLGATE PALMOLIVE CO
COM
194162103
1023
15000
SH
DFND
01
15000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
9544
246500
SH
DFND
01
246500
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
2634
268000
SH
DFND
01
268000
0
0
FS INVT CORP
COM
302635107
1672
157000
SH
DFND
01
157000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
976
11000
SH
DFND
01
11000
0
0
HANOVER INS GROUP INC
COM
410867105
2297
36370
SH
DFND
01
36370
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
2193
61250
SH
DFND
01
61250
0
0
HERITAGE INS HLDGS INC
COM
42727J102
1141
75000
SH
DFND
01
75000
0
0
HEXCEL CORP NEW
COM
428291108
3027
74000
SH
DFND
01
74000
0
0
HOLLYSYS AUTOMATION TECHNOLO
SHS
G45667105
576
23500
SH
DFND
01
23500
0
0
INTEL CORP
COM
458140100
1885
61000
SH
DFND
01
61000
0
0
INVESCO MUN OPPORTUNITY TR
COM
46132C107
6250
496000
SH
DFND
01
496000
0
0
INVESCO MUN TR
COM
46131J103
6310
504000
SH
DFND
01
504000
0
0
INVESCO TR INVT GRADE MUNS
COM
46131M106
3909
300000
SH
DFND
01
300000
0
0
ISHARES
IBOXX HI YD ETF
464288513
3765
39550
SH
DFND
01
39550
0
0
LAZARD LTD
SHS A
G54050102
1031
20000
SH
DFND
01
20000
0
0
LEAR CORP
COM NEW
521865204
2233
25000
SH
DFND
01
25000
0
0
LUXOTTICA GROUP S P A
SPONSORED ADR
55068R202
1020
17600
SH
DFND
01
17600
0
0
MASTERCARD INC
CL A
57636Q104
478
6500
SH
DFND
01
6500
0
0
MEADOWBROOK INS GROUP INC
COM
58319P108
288
40000
SH
DFND
01
40000
0
0
NAVIGATORS GROUP INC
COM
638904102
1341
20000
SH
DFND
01
20000
0
0
PLATINUM UNDERWRITER HLDGS L
COM
G7127P100
1297
20000
SH
DFND
01
20000
0
0
PRECISION CASTPARTS CORP
COM
740189105
5629
22300
SH
DFND
01
22300
0
0
ROCKWELL AUTOMATION INC
COM
773903109
5467
43680
SH
DFND
01
43680
0
0
SUNCOR ENERGY INC NEW
COM
867224107
5235
122800
SH
DFND
01
122800
0
0
UNION PAC CORP
COM
907818108
519
5200
SH
DFND
01
5200
0
0
UNITED CONTL HLDGS INC
COM
910047109
7719
187950
SH
DFND
01
187950
0
0
WABASH NATL CORP
COM
929566107
3477
244000
SH
DFND
01
244000
0
0
WAL-MART STORES INC
COM
931142103
3063
40800
SH
DFND
01
40800
0
0
WELLS FARGO & CO NEW
COM
949746101
1051
20000
SH
DFND
01
20000
0
0