0001209191-21-057246.txt : 20210922 0001209191-21-057246.hdr.sgml : 20210922 20210922161338 ACCESSION NUMBER: 0001209191-21-057246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210920 FILED AS OF DATE: 20210922 DATE AS OF CHANGE: 20210922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bischof George CENTRAL INDEX KEY: 0001500543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269754 MAIL ADDRESS: STREET 1: 245 LYTTON AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ward Rob CENTRAL INDEX KEY: 0001501075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269755 MAIL ADDRESS: STREET 1: 245 LYTTON AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meritech Capital Partners IV L.P. CENTRAL INDEX KEY: 0001503128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269758 BUSINESS ADDRESS: STREET 1: 245 LYTTON AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650.475.2200 MAIL ADDRESS: STREET 1: 245 LYTTON AVENUE, SUITE 350 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherman Craig CENTRAL INDEX KEY: 0001631104 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269756 MAIL ADDRESS: STREET 1: 245 LYTTON AVENUE, SUITE 125 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meritech Capital Associates IV, L.L.C. CENTRAL INDEX KEY: 0001600189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269759 BUSINESS ADDRESS: STREET 1: 245 LYTTON AVE, SUITE 125 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-475-2200 MAIL ADDRESS: STREET 1: 245 LYTTON AVE, SUITE 125 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meritech Capital Affiliates IV L.P. CENTRAL INDEX KEY: 0001600191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269757 BUSINESS ADDRESS: STREET 1: 245 LYTTON AVE, SUITE 125 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-475-2200 MAIL ADDRESS: STREET 1: 245 LYTTON AVE, SUITE 125 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ForgeRock, Inc. CENTRAL INDEX KEY: 0001543916 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331223363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 599-1100 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-20 0 0001543916 ForgeRock, Inc. FORG 0001600189 Meritech Capital Associates IV, L.L.C. 245 LYTTON AVENUE, SUITE 125 PALO ALTO CA 94301 0 0 1 0 0001503128 Meritech Capital Partners IV L.P. 245 LYTTON AVENUE, SUITE 125 PALO ALTO CA 94301 0 0 1 0 0001600191 Meritech Capital Affiliates IV L.P. 245 LYTTON AVENUE, SUITE 125 PALO ALTO CA 94301 0 0 1 0 0001631104 Sherman Craig 245 LYTTON AVENUE, SUITE 125 PALO ALTO CA 94301 0 0 1 0 0001501075 Ward Rob 245 LYTTON AVENUE, SUITE 125 PALO ALTO CA 94301 0 0 1 0 0001500543 Bischof George 245 LYTTON AVENUE, SUITE 125 PALO ALTO CA 94301 0 0 1 0 Common Stock 2021-09-20 4 C 0 3566841 0.00 A 3954737 I See Footnote Common Stock 2021-09-20 4 C 0 88084 0.00 A 97663 I See Footnote Common Stock 2021-09-20 4 J 0 3954737 0.00 D 0 I See Footnote Common Stock 2021-09-20 4 J 0 97663 0.00 D 0 I See Footnote Series C Preferred Stock 2021-09-20 4 C 0 2732442 0.00 D Common Stock 2732442 0 I See Footnote Series C Preferred Stock 2021-09-20 4 C 0 67478 0.00 D Common Stock 67478 0 I See Footnote Series D Preferred Stock 2021-09-20 4 C 0 375867 0.00 D Common Stock 375867 0 I See Footnote Series D Preferred Stock 2021-09-20 4 C 0 9282 0.00 D Common Stock 9282 0 I See Footnote Series E Preferred Stock 2021-09-20 4 C 0 458532 0.00 D Common Stock 458532 0 I See Footnote Series E Preferred Stock 2021-09-20 4 C 0 11324 0.00 D Common Stock 11324 0 I See Footnote Class B Common Stock 2021-09-20 4 J 0 3954737 0.00 A Class A Common Stock 3954737 3954737 I See Footnote Class B Common Stock 2021-09-20 4 J 0 97663 0.00 A Class A Common Stock 97663 97663 I See Footnote Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. Shares are held by Meritech Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV. Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCA IV. Madera, Bischof, Sherman and Ward, the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCA IV. Meritech Capital Associates IV L.L.C., /s/ Joel Backman, Attorney-in-Fact 2021-09-22 /s/ Meritech Capital Partners IV L.P., by Meritech Capital Associates IV L.L.C., its general partner, /s/ Joel Backman, Attorney-in-Fact 2021-09-22 Meritech Capital Affiliates IV L.P., by Meritech Capital Associates IV L.L.C., its general partner, /s/ Joel Backman, Attorney-in-Fact 2021-09-22 /s/ Joel Backman, Attorney-n-Fact for Craig Sherman 2021-09-22 /s/ Joel Backman, Attorney-in-Fact for Rob Ward 2021-09-22 /s/ Joel Backman, Attorney-in-Fact for George Bischof 2021-09-22