0000899243-22-006343.txt : 20220214
0000899243-22-006343.hdr.sgml : 20220214
20220214213534
ACCESSION NUMBER: 0000899243-22-006343
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220214
DATE AS OF CHANGE: 20220214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bischof George
CENTRAL INDEX KEY: 0001500543
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 22636792
MAIL ADDRESS:
STREET 1: 245 LYTTON AVENUE, SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ward Rob
CENTRAL INDEX KEY: 0001501075
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 22636793
MAIL ADDRESS:
STREET 1: 245 LYTTON AVENUE, SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meritech Capital Partners IV L.P.
CENTRAL INDEX KEY: 0001503128
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 22636796
BUSINESS ADDRESS:
STREET 1: 245 LYTTON AVENUE, SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650.475.2200
MAIL ADDRESS:
STREET 1: 245 LYTTON AVENUE, SUITE 350
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sherman Craig
CENTRAL INDEX KEY: 0001631104
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 22636794
MAIL ADDRESS:
STREET 1: 245 LYTTON AVENUE, SUITE 125
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meritech Capital Associates IV, L.L.C.
CENTRAL INDEX KEY: 0001600189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 22636797
BUSINESS ADDRESS:
STREET 1: 245 LYTTON AVE, SUITE 125
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-475-2200
MAIL ADDRESS:
STREET 1: 245 LYTTON AVE, SUITE 125
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meritech Capital Affiliates IV L.P.
CENTRAL INDEX KEY: 0001600191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 22636795
BUSINESS ADDRESS:
STREET 1: 245 LYTTON AVE, SUITE 125
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-475-2200
MAIL ADDRESS:
STREET 1: 245 LYTTON AVE, SUITE 125
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ForgeRock, Inc.
CENTRAL INDEX KEY: 0001543916
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 331223363
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 599-1100
MAIL ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2021-12-31
0
0
1
0001543916
ForgeRock, Inc.
FORG
0001600189
Meritech Capital Associates IV, L.L.C.
245 LYTTON AVENUE, SUITE 125
PALO ALTO
CA
94301
0
0
1
0
0001503128
Meritech Capital Partners IV L.P.
245 LYTTON AVENUE, SUITE 125
PALO ALTO
CA
94301
0
0
1
0
0001600191
Meritech Capital Affiliates IV L.P.
245 LYTTON AVENUE, SUITE 125
PALO ALTO
CA
94301
0
0
1
0
0001631104
Sherman Craig
245 LYTTON AVENUE, SUITE 125
PALO ALTO
CA
94301
0
0
1
0
0001501075
Ward Rob
245 LYTTON AVENUE, SUITE 125
PALO ALTO
CA
94301
0
0
1
0
0001500543
Bischof George
245 LYTTON AVENUE, SUITE 125
PALO ALTO
CA
94301
0
0
1
0
Class A Common Stock
2021-11-29
4
C
0
3954737
0.00
A
3954737
I
See Footnote
Class A Common Stock
2021-11-29
4
C
0
97663
0.00
A
97663
I
See Footnote
Class B Common Stock
0.00
2021-11-29
4
C
0
3954737
0.00
D
Class A Common Stock
3954737
0
I
See Footnote
Class B Common Stock
0.00
2021-11-29
4
C
0
97663
0.00
D
Class A Common Stock
97663
0
I
See Footnote
Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
Shares are held by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of MCP IV, has sole voting and dispositive power with respect to the shares held by MCP IV. Paul Madera ("Madera"), George Bischof ("Bischof"), Craig Sherman ("Sherman") and Rob Ward ("Ward"), the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCP IV.
Each of the Reporting Persons disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
Shares are held by Meritech Capital Affiliates IV L.P. ("MCA IV"). GP IV, the general partner of MCA IV, has sole voting and dispositive power with respect to the shares held by MCA IV. Madera, Bischof, Sherman and Ward, the managing members of GP IV, share the voting and dispositive power with respect to the shares held by MCA IV.
Meritech Capital Associates IV L.L.C., /s/ Joel Backman, Attorney-in-Fact
2022-02-14
Meritech Capital Partners IV L.P., by Meritech Capital Associates IV L.L.C., its general partner, /s/ Joel Backman, Attorney-in-Fact
2022-02-14
Meritech Capital Affiliates IV L.P., by Meritech Capital Associates IV L.L.C., its general partner, /s/ Joel Backman, Attorney-in-Fact
2022-02-14
Craig Sherman, /s/ Joel Backman, Attorney-in-Fact
2022-02-14
Rob Ward, /s/ Joel Backman, Attorney-in-Fact
2022-02-14
George Bischof, /s/ Joel Backman, Attorney-in-Fact
2022-02-14