Delaware | 77-0629474 | |
(State or Other Jurisdiction of Incorporation or Organization) | (I.R.S. Employer Identification No.) |
2014 Equity Incentive Plan |
2014 Employee Stock Purchase Plan |
Sharon Zezima, Esq. GoPro, Inc. 3000 Clearview Way San Mateo, CA 94402 (650) 332-7600 | Dan Winnike, Esq. Fenwick & West LLP 801 California Street Mountain View, California 94041 (650) 988-8500 |
Large accelerated filer þ | Accelerated filer ¨ |
Non-accelerated filer ¨ (Do not check if a smaller reporting company) | Smaller reporting company ¨ |
Title of Securities To Be Registered | Amount To Be Registered (1) | Proposed Maximum Offering Price Per Share | Proposed Maximum Aggregate Offering Price | Amount of Registration Fee |
Class A Common Stock, $0.0001 par value per share | 4,629,630 (2) | $11.51 (4) | $53,287,042 (4) | $5,367 (4) |
Class A Common Stock, $0.0001 par value per share | 1,543,210 (3) | $9.78 (4) | $15,092,594 (4) | $1,520 (4) |
TOTAL | 6,172,840 | $6,887 |
(1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of the Registrant’s Class A Common Stock that become issuable in respect of the securities identified in the above table by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the Registrant’s receipt of consideration that increases the number of the outstanding shares of the Registrant’s Class A Common Stock. |
(2) | Represents an automatic increase to the number of shares available for issuance under the 2014 Equity Incentive Plan effective January 1, 2016. |
(3) | Represents an automatic increase to the number of shares available for issuance under the 2014 Employee Stock Purchase Plan effective January 1, 2016. |
(4) | Calculated solely for the purposes of this offering under Rules 457(c) and (h) of the Securities Act on the basis of the average of the high and low prices of the Registrant’s Class A Common Stock as reported on the NASDAQ Global Select Market on February 25, 2016. In the case of the 2014 Employee Stock Purchase Plan, this amount is multiplied by 85%, which amount is the percentage of the price per share applicable to purchases under the 2014 Employee Stock Purchase Plan. |
Item 3. | Incorporation of Documents by Reference. |
(a) | the Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2015 filed with the Commission on February 29, 2016 pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”); |
(b) | all other reports filed pursuant to Section 13(a) or 15(d) of the Exchange Act since the end of the fiscal year covered by the Registrant’s Annual Report referred to in (a) above; and |
(c) | the description of the Registrant’s Class A common stock contained in the Registrant’s Registration Statement on Form 8-A (Registration No. 001-36514) filed with the Commission on June 20, 2014, including any amendments or reports filed for the purpose of updating such description. |
Item 8. | Exhibits. |
Exhibit Number | Exhibit Description | Incorporated by Reference | Filed Herewith | ||||||||||
Form | File No. | Exhibit | Filing Date | ||||||||||
4.01 | Restated Certificate of Incorporation of the Registrant, as currently in effect. | S-1 | 333-200038 | 3.01 | November 10, 2014 | ||||||||
4.02 | Amended and Restated Bylaws of the Registrant, as currently in effect. | S-1 | 333-200038 | 3.02 | November 10, 2014 | ||||||||
4.03 | Form of Registrant’s Class A common stock certificate. | S-1 | 333-196083 | 4.01 | May 19, 2014 | ||||||||
4.04 | 2014 Equity Incentive Plan and forms thereunder. | S-1 | 333-196083 | 10.03 | June 11, 2014 | ||||||||
4.05 | 2014 Employee Stock Purchase Plan and forms thereunder. | S-1 | 333-196083 | 10.04 | June 11, 2014 | ||||||||
5.01 | Opinion and Consent of Fenwick & West LLP. | X | |||||||||||
23.01 | Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm. | X | |||||||||||
23.02 | Consent of Fenwick & West LLP (included in Exhibit 5.01). | X | |||||||||||
24.01 | Power of Attorney (included on signature page). | X |
GoPro, Inc. | |
By: | /s/ Nicholas Woodman |
Nicholas Woodman Chief Executive Officer |
Name | Title | Date | ||||
By: | /s/ Nicholas Woodman Nicholas Woodman | Chief Executive Officer, Chairman and Director (Principal Executive Officer) | March 1, 2016 | |||
By: | /s/ Jack Lazar Jack Lazar | Chief Financial Officer (Principal Financial and Accounting Officer) | March 1, 2016 | |||
By: | /s/ Anthony Bates Anthony Bates | President and Director | March 1, 2016 | |||
By: | /s/ Michael Marks Michael Marks | Director | March 1, 2016 | |||
By: | /s/ Edward Gilhuly Edward Gilhuly | Director | March 1, 2016 | |||
By: | /s/ Kenneth Goldman Kenneth Goldman | Director | March 1, 2016 | |||
By: | /s/ Peter Gotcher Peter Gotcher | Director | March 1, 2016 | |||
By: | /s/ Zander Lurie Zander Lurie | Director | March 1, 2016 |
Exhibit Number | Exhibit Description | Incorporated by Reference | Filed Herewith | ||||||||||
Form | File No. | Exhibit | Filing Date | ||||||||||
4.01 | Restated Certificate of Incorporation of the Registrant, as currently in effect. | S-1 | 333-200038 | 3.01 | November 10, 2014 | ||||||||
4.02 | Amended and Restated Bylaws of the Registrant, as currently in effect. | S-1 | 333-200038 | 3.02 | November 10, 2014 | ||||||||
4.03 | Form of Registrant’s Class A common stock certificate. | S-1 | 333-196083 | 4.01 | May 19, 2014 | ||||||||
4.04 | 2014 Equity Incentive Plan and forms thereunder. | S-1 | 333-196083 | 10.03 | June 11, 2014 | ||||||||
4.05 | 2014 Employee Stock Purchase Plan and forms thereunder. | S-1 | 333-196083 | 10.04 | June 11, 2014 | ||||||||
5.01 | Opinion and Consent of Fenwick & West LLP. | X | |||||||||||
23.01 | Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm. | X | |||||||||||
23.02 | Consent of Fenwick & West LLP (included in Exhibit 5.01). | X | |||||||||||
24.01 | Power of Attorney (included on signature page). | X |
(1) | The Company’s initial Certificate of Incorporation filed with the Delaware Secretary of State on August 24, 2011 and certified by the Delaware Secretary of State on August 25, 2011, the initial Articles of Incorporation of the Company’s predecessor entity, Woodman Labs, Inc., filed with the California Secretary of State on February 17, 2004 and certified by the California Secretary of State on February 17, 2004, and the Certificate of Merger by which the Company reincorporated into Delaware, filed with the Delaware Secretary of State on December 9, 2011. |
(2) | The Company’s Restated Certificate of Incorporation, filed with, and certified by, the Delaware Secretary of State on July 1, 2014 (the “Restated Certificate”). |
(3) | The Company’s Amended and Restated Bylaws, certified by the Company’s Secretary on December 3, 2014 (the “Bylaws”). |
(4) | The Registration Statement, together with the Exhibits filed as a part thereof or incorporated therein by reference. |
(5) | The prospectuses prepared in connection with the Registration Statement (the “Prospectuses”). |
(6) | The Plans and the related forms of agreements for use by the Company under the Plans which have been filed as exhibits to Amendment No. 1 to the Form S-1 registration statement of the Company filed with the Commission on November 17, 2014 (collectively, the “Plan Agreements”). |
(7) | Minutes of meetings and/or actions by written consent of the Company’s Board of Directors and stockholders provided to us by the Company at which, or pursuant to which: (i) the Restated Certificate and the Bylaws were approved, (ii) the filing of the Registration Statement was approved and the Plans, including any amendments thereof and the reservation of the Shares for sale and issuance pursuant to the Plans and the sale and issuance of the Shares pursuant to the Plans, was adopted and approved. |
(8) | The stock records for the Company that the Company has provided to us (consisting of a certificate from the Company’s transfer agent of even date herewith verifying the number of the Company’s issued and outstanding shares of capital stock as of February 29, 2016 and a list of option holders and restricted stock units respecting the Company’s capital stock and of any rights to purchase capital stock that was prepared by the Company and dated as of February 29, 2016 verifying and confirming the number of such issued and outstanding securities as of such date). |
(9) | A Certificate of Good Standing issued by the Delaware Secretary of State dated February 25, 2016 stating that the Company is duly incorporated, in good standing and was in good standing under the laws of the State of Delaware as of such date (the “Good Standing Certificate”). |
(10) | An Opinion Certificate addressed to us and dated of even date herewith executed by the Company containing certain factual representations (the “Opinion Certificate”). |