0001500217-17-000155.txt : 20171215 0001500217-17-000155.hdr.sgml : 20171215 20171215162655 ACCESSION NUMBER: 0001500217-17-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171215 FILED AS OF DATE: 20171215 DATE AS OF CHANGE: 20171215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RADY ERNEST S CENTRAL INDEX KEY: 0001221359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35030 FILM NUMBER: 171259278 MAIL ADDRESS: STREET 1: 23 PASTEUR ROAD STREET 2: C/O WESTCORP CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Assets Trust, Inc. CENTRAL INDEX KEY: 0001500217 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 350-2600 MAIL ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 wf-form4_151337320177670.xml FORM 4 X0306 4 2017-12-15 0 0001500217 American Assets Trust, Inc. AAT 0001221359 RADY ERNEST S 11455 EL CAMINO REAL SUITE 200 SAN DIEGO CA 92130 1 1 1 0 Chairman, CEO & President Common Stock, par value $0.01 2017-12-15 4 A 0 57471 0 A 175919 D Common Stock, par value $0.01 4865718 I By ERT Common Stock, par value $0.01 1360010 I By AAI Common Stock, par value $0.01 597341 I By RFF Common Stock, par value $0.01 624572 I By ICW Common Stock, par value $0.01 200000 I By EIC Common Stock, par value $0.01 27000 I By ESRT Shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan. Amount includes (a) 52,500 shares held by Ernest Rady IRA and (b) 123,419 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan. Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Please note that the Form 4 filed on December 14, 2017 for Mr. Rady contained a scrivener's error. Such Form 4 should have reflected the purchase of 11,005 shares of common stock of American Assets Trust, Inc. by American Assets, Inc., rather than 11,055 shares. The total reflected in column 5 has been adjusted accordingly. Represents shares held by Rady Family Foundation dated August 2, 2002 ("RFF"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. /s/ Adam Wyll, Attorney-in-fact 2017-12-15