0001500217-16-000224.txt : 20161215
0001500217-16-000224.hdr.sgml : 20161215
20161215161535
ACCESSION NUMBER: 0001500217-16-000224
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161215
FILED AS OF DATE: 20161215
DATE AS OF CHANGE: 20161215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Assets Trust, Inc.
CENTRAL INDEX KEY: 0001500217
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11455 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 350-2600
MAIL ADDRESS:
STREET 1: 11455 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RADY ERNEST S
CENTRAL INDEX KEY: 0001221359
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35030
FILM NUMBER: 162053824
MAIL ADDRESS:
STREET 1: 23 PASTEUR ROAD
STREET 2: C/O WESTCORP
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
wf-form4_148183652184449.xml
FORM 4
X0306
4
2016-12-15
0
0001500217
American Assets Trust, Inc.
AAT
0001221359
RADY ERNEST S
C/O AMERICAN ASSETS TRUST, INC.
11455 EL CAMINO REAL, SUITE 200
SAN DIEGO
CA
92130
1
1
1
0
Chairman, CEO & President
Common Stock, par value $0.01
2016-12-15
5
G
0
E
181805
0
D
176743
I
By AAI
Common Stock, par value $0.01
2016-12-15
5
G
0
E
92023
0
D
4865718
I
By ERT
Common Stock, par value $0.01
2016-12-15
5
G
0
E
273828
0
A
597341
I
By RFF
Common Stock, par value $0.01
133675
D
Common Stock, par value $0.01
624572
I
By ICW
Common Stock, par value $0.01
200000
I
By EIC
Common Stock, par value $0.01
27000
I
By ESRT
Represents transfer of shares from AAI (as defined below) to the RFF (as defined below).
Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents transfer of shares from ERT (as defined below) to the RFF (as defined below).
Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents transfer of shares from AAI (as defined above) and ERT (as defined above) to the RFF (as defined below).
Represents shares held by Rady Family Foundation dated August 2, 2002 ("RFF"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Amount includes (a) 52,500 shares held by Ernest Rady IRA and (b) 81,175 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan.
Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
/s/ Adam Wyll, Attorney-in-fact
2016-12-15