0001500217-14-000059.txt : 20140623 0001500217-14-000059.hdr.sgml : 20140623 20140603181235 ACCESSION NUMBER: 0001500217-14-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140603 FILED AS OF DATE: 20140603 DATE AS OF CHANGE: 20140603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Assets Trust, Inc. CENTRAL INDEX KEY: 0001500217 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 350-2600 MAIL ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RADY ERNEST S CENTRAL INDEX KEY: 0001221359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35030 FILM NUMBER: 14888843 MAIL ADDRESS: STREET 1: 23 PASTEUR ROAD STREET 2: C/O WESTCORP CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_140183354443735.xml FORM 4 X0306 4 2014-06-03 0 0001500217 American Assets Trust, Inc. AAT 0001221359 RADY ERNEST S C/O AMERICAN ASSETS TRUST, INC. 11455 EL CAMINO REAL, SUITE 200 SAN DIEGO CA 92130 1 1 1 0 Executive Chairman Common Stock, par value $0.01 2014-06-03 4 P 0 600 34.05 A 59339 I By ICW Common Stock, par value $0.01 39061 D Common Stock, par value $0.01 186805 I By AAI Common Stock, par value $0.01 27000 I By ESRT Common Stock, par value $0.01 5255772 I By ERT Common Stock, par value $0.01 2000 I By RFF Represents shares held by Insurance Company of the West ("ICW"), which is indirectly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Amount includes (a) 24,000 shares held by Ernest Rady IRA and (b) 15,061 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan and an Amended and Restated Employment Agreement, dated March 25, 2014 by and between American Assets Trust, Inc., American Assets Trust, L.P. and the Reporting Person Represents shares held by American Assets, Inc. ("AAI"), which is indirectly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Represents shares held by Rady Family Foundation dated August 2, 2002 ("RFF"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. /s/ Adam Wyll, Attorney-in-fact 2014-06-03