0001181431-13-024758.txt : 20130502 0001181431-13-024758.hdr.sgml : 20130502 20130502172326 ACCESSION NUMBER: 0001181431-13-024758 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110119 FILED AS OF DATE: 20130502 DATE AS OF CHANGE: 20130502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RADY ERNEST S CENTRAL INDEX KEY: 0001221359 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35030 FILM NUMBER: 13809321 MAIL ADDRESS: STREET 1: 23 PASTEUR ROAD STREET 2: C/O WESTCORP CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Assets Trust, Inc. CENTRAL INDEX KEY: 0001500217 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 350-2600 MAIL ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 4/A 1 rrd377680.xml FORM 4/A - ERNEST RADY 1-19-2011 X0306 4/A 2011-01-19 2011-01-19 0 0001500217 American Assets Trust, Inc. AAT 0001221359 RADY ERNEST S C/O AMERICAN ASSETS TRUST, INC. 11455 EL CAMINO REAL, SUITE 200 SAN DIEGO CA 92130 1 1 1 0 Executive Chairman Operating Partnership Units 2011-01-19 4 J 0 14886849 A 2012-03-19 Common Stock, par value $0.01 14886849 14886849 I See Footnote Represents common units of limited partnership interest ("OP Units") in the Operating Partnership. The Issuer is the general partner of the Operating Partnership. OP Units are redeemable fourteen months from the Transaction Date for cash equal to the then-current market value of one share of common stock, or at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis. The OP Units are exchangeable for common stock of the Issuer on a one-for-one basis. The OP Units were issued either pursuant to (1) contribution agreements with the Issuer or the Operating Partnership, pursuant to which Reporting Person contributed their interests in certain entities that directly or indirectly own properties to the Issuer, the Operating Partnership or their respective subsidiaries, or (2) merger agreements, where certain entities (interests in which are directly or indirectly owned by the Reporting Person) that directly or indirectly own properties merged with and into the Issuer, the Operating Partnership or their respective subsidiaries. The value of the OP Units was $20.50 per share as of the Transaction Date, based on the price of the common stock of the Issuer at the time of the Issuer's initial public offering. Not Applicable. Amount includes (a) 9,594,740 OP Units held by Ernest Rady Trust U/D/T March 10, 1983, for which the Reporting Person is the trustee; (b) 91,276 OP Units held by the Donald R. Rady Trust, for which the Reporting Person is the trustee; (c) 91,252 OP Units held by the Margo S. Rady Trust, for which the Reporting Person is the trustee; (d) 5,107,577 OP Units held by American Assets, Inc., which is indirectly controlled by the Reporting Person; and (e) 2,004 OP Units held by Western Insurance Holdings, Inc., which is indirectly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such OP Units, except to the extent of his pecuniary interest therein. This amendment to Form 4 is filed for the purpose of correcting the number of OP Units reported in Table II, Items 5, 7 and 9, to delete 141,025 OP Units reported as held by the DHM Trust dated as of 29th of May 1959, as Mr. Rady is not the trustee of such trust as originally reported. /s/ Michael E. Sullivan, Attorney-in-Fact 2013-05-02