0001140361-16-080807.txt : 20160927 0001140361-16-080807.hdr.sgml : 20160927 20160927154546 ACCESSION NUMBER: 0001140361-16-080807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160923 FILED AS OF DATE: 20160927 DATE AS OF CHANGE: 20160927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SI Financial Group, Inc. CENTRAL INDEX KEY: 0001500213 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 800643149 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 803 MAIN STREET CITY: WILLIMANTIC STATE: CT ZIP: 06226 BUSINESS PHONE: 860-423-4581 MAIL ADDRESS: STREET 1: 803 MAIN STREET CITY: WILLIMANTIC STATE: CT ZIP: 06226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murphy Lauren L CENTRAL INDEX KEY: 0001570788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54241 FILM NUMBER: 161904414 MAIL ADDRESS: STREET 1: 803 MAIN STREET CITY: WILLIMANTIC STATE: CT ZIP: 06226 4 1 doc1.xml FORM 4 X0306 4 2016-09-23 0 0001500213 SI Financial Group, Inc. SIFI 0001570788 Murphy Lauren L 803 MAIN STREET WILLIMANTIC CT 06226 0 1 0 0 SVP and CFO Common Stock 2016-09-23 4 F 0 1164 13.21 D 12112 D Common Stock 2381 I By 401(k) Common Stock 22 I By Custodian For Daughter Common Stock 22 I By Custodian For Son Common Stock 6016 I By ESOP Common Stock 3749 I By Performance Stock Award Common Stock 1875 I By Stock Award II Common Stock 3333 I By Stock Award III Stock Options 13.93 2008-06-14 2017-06-14 Common Stock 3143 3143 D Stock Options 5.68 2011-02-24 2020-02-24 Common Stock 4490 4490 D Stock Options 9.40 2012-02-16 2021-02-16 Common Stock 2500 2500 D Stock Options 11.20 2013-03-21 2022-03-21 Common Stock 1000 1000 D Stock Options 11.01 2013-10-24 2022-10-24 Common Stock 20000 20000 D Since the reporting person's last report, 3,333 shares previously held by Stock Award III have vested and are now owned directly. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended. The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited. Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013. Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in three equal annual installments commencing on September 23, 2015. Stock Options are fully vested and exercisable. Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on March 21, 2013. Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013. /s/ Lauren L. Murphy 2016-09-26