0001140361-16-055751.txt : 20160301
0001140361-16-055751.hdr.sgml : 20160301
20160301161129
ACCESSION NUMBER: 0001140361-16-055751
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160226
FILED AS OF DATE: 20160301
DATE AS OF CHANGE: 20160301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SI Financial Group, Inc.
CENTRAL INDEX KEY: 0001500213
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 800643149
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 803 MAIN STREET
CITY: WILLIMANTIC
STATE: CT
ZIP: 06226
BUSINESS PHONE: 860-423-4581
MAIL ADDRESS:
STREET 1: 803 MAIN STREET
CITY: WILLIMANTIC
STATE: CT
ZIP: 06226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Murphy Lauren L
CENTRAL INDEX KEY: 0001570788
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54241
FILM NUMBER: 161473345
MAIL ADDRESS:
STREET 1: 803 MAIN STREET
CITY: WILLIMANTIC
STATE: CT
ZIP: 06226
4
1
doc1.xml
FORM 4
X0306
4
2016-02-26
0
0001500213
SI Financial Group, Inc.
SIFI
0001570788
Murphy Lauren L
803 MAIN STREET
WILLIMANTIC
CT
06226
0
1
0
0
SVP and CFO
Common Stock
2016-02-26
4
F
0
385
14.11
D
9943
D
Common Stock
2379.109
I
By 401(k)
Common Stock
22
I
By Custodian For Daughter
Common Stock
22
I
By Custodian For Son
Common Stock
5896.272
I
By ESOP
Common Stock
3749
I
By Performance Stock Award
Common Stock
1875
I
By Stock Award II
Common Stock
6666
I
By Stock Award III
Stock Options
13.93
2008-06-14
2017-06-14
Common Stock
3143
3143
D
Stock Options
5.68
2011-02-24
2020-02-24
Common Stock
4490
4490
D
Stock Options
9.40
2012-02-16
2021-02-16
Common Stock
2500
2500
D
Stock Options
11.20
2013-03-21
2022-03-21
Common Stock
1000
1000
D
Stock Options
11.01
2013-10-24
2022-10-24
Common Stock
20000
20000
D
Since the reporting person's last report, 938 shares previously held by Performance Stock Award have vested and are now owned directly.
Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in three equal annual installments commencing on September 23, 2015.
Stock Options are fully vested and exercisable.
Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on March 21, 2013.
Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.
/s/ Lauren L. Murphy
2016-03-01