UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
| Investment Company Act file number 811-22467 |
| Kayne Anderson NextGen Energy & Infrastructure, Inc. |
| (Exact name of registrant as specified in charter) |
| 811 Main Street, 14th Floor, Houston, Texas | 77002 |
| (Address of principal executive offices) | (Zip code) |
Michael O’Neil
KA Fund Advisors, LLC
| 1800 Avenue of the Stars, Third Floor, Los Angeles, California 90067 |
| (Name and address of agent for service) |
| Registrant's telephone number, including area code: | (310) 282-7905 | |
| Date of fiscal year end: | November 30 | |
| Date of reporting period: | July 1, 2020 – June 30, 2021 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
| Fund Name: Kayne Anderson NextGen Energy & Infrastructure, Inc. | ||||||||
| Proxy Voting Record | ||||||||
| July 1, 2020 - June 30, 2021 | ||||||||
| Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain |
Did the Fund vote For or Against Management? |
| TerraForm Power, Inc. | TERP | 88104R209 | 29-Jul-20 | Approve Merger Agreement | Management | Yes | For | For |
| TerraForm Power, Inc. | TERP | 88104R209 | 29-Jul-20 | Elect Director Brian Lawson | Management | Yes | For | For |
| TerraForm Power, Inc. | TERP | 88104R209 | 29-Jul-20 | Elect Director Carolyn Burke | Management | Yes | For | For |
| TerraForm Power, Inc. | TERP | 88104R209 | 29-Jul-20 | Elect Director Christian S. Fong | Management | Yes | For | For |
| TerraForm Power, Inc. | TERP | 88104R209 | 29-Jul-20 | Elect Director Harry Goldgut | Management | Yes | For | For |
| TerraForm Power, Inc. | TERP | 88104R209 | 29-Jul-20 | Elect Director Richard Legault | Management | Yes | For | For |
| TerraForm Power, Inc. | TERP | 88104R209 | 29-Jul-20 | Elect Director Mark McFarland | Management | Yes | For | For |
| TerraForm Power, Inc. | TERP | 88104R209 | 29-Jul-20 | Elect Director Sachin Shah | Management | Yes | For | For |
| TerraForm Power, Inc. | TERP | 88104R209 | 29-Jul-20 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| TerraForm Power, Inc. | TERP | 88104R209 | 29-Jul-20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| TerraForm Power, Inc. | TERP | 88104R209 | 29-Jul-20 | Adjourn Meeting | Management | Yes | For | For |
| KNOT Offshore Partners LP | KNOP | Y48125101 | 28-Aug-20 | Elect Director Simon Bird | Management | No | For | For |
| KNOT Offshore Partners LP | KNOP | Y48125101 | 28-Aug-20 | Please vote FOR if Units are Owned by a Resident of Norway for Purposes of the Tax Act on Income And Wealth, or vote AGAINST if Units are Not Held by a Resident of Norway for Purposes of the Tax Act on Income and Wealth | Management | No | Do Not Vote | None |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 12-Nov-20 | Elect Judith Buss as Independent Member of Supervisory Board | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 12-Nov-20 | Elect Bent Christensen as Independent Member of Supervisory Board | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 12-Nov-20 | Approve Term of Office of Newly Elected Supervisory Board Members | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 12-Nov-20 | Approve Agreement on Protection of Confidential Information with Supervisory Board Members | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 12-Nov-20 | Approve Agreement on Activities of Independent Supervisory Board Members | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 12-Nov-20 | Approve Remuneration of Independent Members of Supervisory Board | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 12-Nov-20 | Authorize CEO to Sign Agreements with Newly Elected Independent Members of Supervisory Board | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 12-Nov-20 | As a Beneficial Owner or Person Acting on Behalf of a Beneficial Owner (the "Intermediary"), Please Certify Voting Instructions Provided in Item 7 | Management | Yes | For | For |
| TC PipeLines, LP | TCP | 87233Q108 | 26-Feb-21 | Approve Merger Agreement | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Receive Report of Board | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Approve Remuneration Report (Advisory Vote) | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Approve Discharge of Management and Board | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Approve Allocation of Income and Dividends of DKK 11.50 Per Share | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Authorize Share Repurchase Program | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Approve Director Indemnification Scheme | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Other Proposals from Shareholders (None Submitted) | Management | No | N/A | N/A |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Determine Number of Members (8) and Deputy Members of Board | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Reelect Thomas Thune Andersen (Chair) as Director | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Reelect Lene Skole (Vice Chair) as Director | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Reelect Lynda Armstrong as Director | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Reelect Jorgen Kildah as Director | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Reelect Peter Korsholm as Director | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Reelect Dieter Wemmer as Director | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Elect Julia King as New Director | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Elect Henrik Poulsen as New Director | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Approve Remuneration of Directors; Approve Remuneration for Committee Work | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Ratify PricewaterhouseCoopers as Auditors | Management | Yes | For | For |
| Orsted A/S | ORSTED | K7653Q105 | 01-Mar-21 | Other Business | Management | No | N/A | N/A |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 25-Mar-21 | Approve Consolidated Annual Report | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 25-Mar-21 | Approve Remuneration Report | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 25-Mar-21 | Approve Standalone and Consolidated Financial Statements | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 25-Mar-21 | Approve Creation of Special Reserve to Finance Share Repurchase Program | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 25-Mar-21 | Approve Allocation of Income and Dividends of EUR 0.579 per Share | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 25-Mar-21 | Approve Remuneration Policy | Management | Yes | For | For |
| Ignitis Grupe AB | IGN1L | X0R0NU103 | 25-Mar-21 | Approve Rules for Granting of Shares | Management | Yes | For | For |
| Acciona SA | ANA | E0008Z109 | 12-Apr-21 | Approve Public Offering of Shares in Subsidiary Acciona Energias Renovables SA | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Approve Consolidated and Standalone Financial Statements | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Approve Allocation of Income and Dividends | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Approve Consolidated and Standalone Management Reports, and Corporate Governance Report | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Approve Non-Financial Information Statement | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Appraise Management of Company and Approve Vote of Confidence to Board of Directors and Executive Committee | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Reelect Miguel Stilwell de Andrade as Director | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Reelect Rui Manuel Rodrigues Lopes Teixeira as Director | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Reelect Vera de Morais Pinto Pereira Carneiro as Director | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Reelect Ana Paula Garrido de Pina Marques as Director | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Reelect Manuel Menendez Menendez as Director | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Reelect Acacio Liberado Mota Piloto as Director | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Reelect Allan J. Katz as Director | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Reelect Joan Avalyn Dempsey as Director | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Elect Antonio Sarmento Gomes Mota as Director | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Elect Miguel Nuno Simoes Nunes Ferreira Setas as Director | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Elect Rosa Maria Garcia Garcia as Director | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Elect Jose Manuel Felix Morgado as Director | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Approve Remuneration Policy | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Renew PricewaterhouseCoopers as Auditor | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Approve Capital Raising | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Approve Dividends Charged Against Reserves | Management | Yes | For | For |
| EDP Renovaveis SA | EDPR | E3847K101 | 12-Apr-21 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Approve Individual and Consolidated Financial Statements and Statutory Reports | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Approve Allocation of Income | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Appraise Management of Company and Approve Vote of Confidence to Management Board | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Appraise Supervision of Company and Approve Vote of Confidence to Supervisory Board | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Authorize Repurchase and Reissuance of Shares | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Authorize Repurchase and Reissuance of Repurchased Debt Instruments | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Authorize Increase in Capital Up to 10 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Amend Articles | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Eliminate Preemptive Rights | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Approve Statement on Remuneration Policy Applicable to Executive Board | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Approve Statement on Remuneration Policy Applicable to Other Corporate Bodies | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Elect Corporate Bodies for 2021-2023 Term | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Appoint PricewaterhouseCoopers & Associados - Sociedade de Revisores de Contas, Lda. as Auditor and Aurelio Adriano Rangel Amado as Alternate for 2021-2023 Term | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Elect General Meeting Board for 2021-2023 Term | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Elect Remuneration Committee for 2021-2023 Term | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Approve Remuneration of Remuneration Committee Members | Management | No | Do Not Vote | None |
| EDP-Energias de Portugal SA | EDP | X67925119 | 14-Apr-21 | Elect Environment and Sustainability Board for 2021-2023 Term | Management | No | Do Not Vote | None |
| NextEra Energy Partners, LP | NEP | 65341B106 | 20-Apr-21 | Elect Director Susan D. Austin | Management | Yes | For | For |
| NextEra Energy Partners, LP | NEP | 65341B106 | 20-Apr-21 | Elect Director Robert J. Byrne | Management | Yes | For | For |
| NextEra Energy Partners, LP | NEP | 65341B106 | 20-Apr-21 | Elect Director Peter H. Kind | Management | Yes | For | For |
| NextEra Energy Partners, LP | NEP | 65341B106 | 20-Apr-21 | Elect Director James L. Robo | Management | Yes | For | For |
| NextEra Energy Partners, LP | NEP | 65341B106 | 20-Apr-21 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
| NextEra Energy Partners, LP | NEP | 65341B106 | 20-Apr-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Magellan Midstream Partners, L.P. | MMP | 559080106 | 22-Apr-21 | Elect Director Robert G. Croyle | Management | Yes | For | For |
| Magellan Midstream Partners, L.P. | MMP | 559080106 | 22-Apr-21 | Elect Director Stacy P. Methvin | Management | Yes | For | For |
| Magellan Midstream Partners, L.P. | MMP | 559080106 | 22-Apr-21 | Elect Director Barry R. Pearl | Management | Yes | For | For |
| Magellan Midstream Partners, L.P. | MMP | 559080106 | 22-Apr-21 | Amend Restricted Stock Plan | Management | Yes | For | For |
| Magellan Midstream Partners, L.P. | MMP | 559080106 | 22-Apr-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Magellan Midstream Partners, L.P. | MMP | 559080106 | 22-Apr-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Elect Director Janet G. Davidson | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Elect Director Andres R. Gluski | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Elect Director Tarun Khanna | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Elect Director Holly K. Koeppel | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Elect Director Julia M. Laulis | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Elect Director James H. Miller | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Elect Director Alain Monie | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Elect Director John B. Morse, Jr. | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Elect Director Moises Naim | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Elect Director Teresa M. Sebastian | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| The AES Corporation | AES | 00130H105 | 22-Apr-21 | Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors | Share Holder | Yes | Against | For |
| Equitrans Midstream Corporation | ETRN | 294600101 | 27-Apr-21 | Elect Director Vicky A. Bailey | Management | Yes | For | For |
| Equitrans Midstream Corporation | ETRN | 294600101 | 27-Apr-21 | Elect Director Sarah M. Barpoulis | Management | Yes | For | For |
| Equitrans Midstream Corporation | ETRN | 294600101 | 27-Apr-21 | Elect Director Kenneth M. Burke | Management | Yes | For | For |
| Equitrans Midstream Corporation | ETRN | 294600101 | 27-Apr-21 | Elect Director Patricia K. Collawn | Management | Yes | For | For |
| Equitrans Midstream Corporation | ETRN | 294600101 | 27-Apr-21 | Elect Director Margaret K. Dorman | Management | Yes | For | For |
| Equitrans Midstream Corporation | ETRN | 294600101 | 27-Apr-21 | Elect Director Thomas F. Karam | Management | Yes | For | For |
| Equitrans Midstream Corporation | ETRN | 294600101 | 27-Apr-21 | Elect Director D. Mark Leland | Management | Yes | For | For |
| Equitrans Midstream Corporation | ETRN | 294600101 | 27-Apr-21 | Elect Director Norman J. Szydlowski | Management | Yes | For | For |
| Equitrans Midstream Corporation | ETRN | 294600101 | 27-Apr-21 | Elect Director Robert F. Vagt | Management | Yes | For | For |
| Equitrans Midstream Corporation | ETRN | 294600101 | 27-Apr-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Equitrans Midstream Corporation | ETRN | 294600101 | 27-Apr-21 | Eliminate Supermajority Vote Requirement to Amend Articles and Bylaws and Remove Directors Outside of the Annual Process | Management | Yes | For | For |
| Equitrans Midstream Corporation | ETRN | 294600101 | 27-Apr-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director Alan S. Armstrong | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director Stephen W. Bergstrom | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director Nancy K. Buese | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director Stephen I. Chazen | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director Charles I. Cogut | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director Michael A. Creel | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director Stacey H. Dore | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director Vicki L. Fuller | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director Peter A. Ragauss | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director Rose M. Robeson | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director Scott D. Sheffield | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director Murray D. Smith | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Elect Director William H. Spence | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 27-Apr-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | No | N/A | N/A |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Elect Werner Brandt to the Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Elect Hans Buenting to the Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Elect Ute Gerbaulet to the Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Elect Hans-Peter Keitel to the Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Elect Monika Kircher to the Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Elect Guenther Schartz to the Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Elect Erhard Schipporeit to the Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Elect Ullrich Sierau to the Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Elect Hauke Stars to the Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Elect Helle Valentin to the Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Approve Remuneration Policy | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Approve Remuneration of Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Approve Creation of EUR 346.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 173.1 Million Pool of Capital to Guarantee Conversion Rights | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Amend Articles Re: By-elections to the Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Amend Articles Re: Election of Chairman and Deputy Chairman of the Supervisory Board | Management | Yes | For | For |
| RWE AG | RWE | D6629K109 | 28-Apr-21 | Amend Articles Re: Proof of Entitlement | Management | Yes | For | For |
| Clearway Energy, Inc. | CWEN | 18539C204 | 29-Apr-21 | Elect Director Jonathan Bram | Management | Yes | For | For |
| Clearway Energy, Inc. | CWEN | 18539C204 | 29-Apr-21 | Elect Director Nathaniel Anschuetz | Management | Yes | For | For |
| Clearway Energy, Inc. | CWEN | 18539C204 | 29-Apr-21 | Elect Director Brian R. Ford | Management | Yes | For | For |
| Clearway Energy, Inc. | CWEN | 18539C204 | 29-Apr-21 | Elect Director Bruce MacLennan | Management | Yes | For | For |
| Clearway Energy, Inc. | CWEN | 18539C204 | 29-Apr-21 | Elect Director Ferrell P. McClean | Management | Yes | For | For |
| Clearway Energy, Inc. | CWEN | 18539C204 | 29-Apr-21 | Elect Director Daniel B. More | Management | Yes | For | For |
| Clearway Energy, Inc. | CWEN | 18539C204 | 29-Apr-21 | Elect Director E. Stanley O'Neal | Management | Yes | For | For |
| Clearway Energy, Inc. | CWEN | 18539C204 | 29-Apr-21 | Elect Director Christopher S. Sotos | Management | Yes | For | For |
| Clearway Energy, Inc. | CWEN | 18539C204 | 29-Apr-21 | Elect Director Scott Stanley | Management | Yes | For | For |
| Clearway Energy, Inc. | CWEN | 18539C204 | 29-Apr-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Clearway Energy, Inc. | CWEN | 18539C204 | 29-Apr-21 | Amend Omnibus Stock Plan | Management | Yes | For | For |
| Clearway Energy, Inc. | CWEN | 18539C204 | 29-Apr-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Approve Remuneration Report | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Approve Remuneration Policy | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Elect Director Michael Woollcombe | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Elect Director Michael Forsayeth | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Elect Director William Aziz | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Elect Director Brenda Eprile | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Elect Director Debora Del Favero | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Elect Director Arun Banskota | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Elect Director George Trisic | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Elect Director Santiago Seage | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Reappoint Ernst & Young LLP and Ernst & Young S.L. as Auditors | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Authorise Issue of Equity | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Authorise Issue of Equity without Pre-emptive Rights (Additional Authority) | Management | Yes | For | For |
| Atlantica Sustainable Infrastructure plc | AY | G0751N103 | 04-May-21 | Approve Reduction of the Share Premium Account | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director David A. Campbell | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director Mollie Hale Carter | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director Thomas D. Hyde | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director B. Anthony Isaac | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director Paul M. Keglevic | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director Mary L. Landrieu | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director Sandra A.J. Lawrence | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director Ann D. Murtlow | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director Sandra J. Price | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director Mark A. Ruelle | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director S. Carl Soderstrom, Jr. | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director John Arthur Stall | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Elect Director C. John Wilder | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Evergy, Inc. | EVRG | 30034W106 | 04-May-21 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Elect Director Rona H. Ambrose | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Elect Director John P. Dielwart | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Elect Director Alan J. Fohrer | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Elect Director Laura W. Folse | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Elect Director Harry Goldgut | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Elect Director John H. Kousinioris | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Elect Director Thomas M. O'Flynn | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Elect Director Beverlee F. Park | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Elect Director Bryan D. Pinney | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Elect Director James Reid | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Elect Director Sandra R. Sharman | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Elect Director Sarah A. Slusser | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Approve Share Unit Plan | Management | Yes | For | For |
| TransAlta Corporation | TA | 89346D107 | 04-May-21 | Amend Stock Option Plan | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Elect Director James A. Bennett | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Elect Director Robert M. Blue | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Elect Director Helen E. Dragas | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Elect Director James O. Ellis, Jr. | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Elect Director D. Maybank Hagood | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Elect Director Ronald W. Jibson | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Elect Director Mark J. Kington | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Elect Director Joseph M. Rigby | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Elect Director Pamela J. Royal | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Elect Director Robert H. Spilman, Jr. | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Elect Director Susan N. Story | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Elect Director Michael E. Szymanczyk | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Report on Lobbying Payments and Policy | Share Holder | Yes | Against | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Require Independent Board Chair | Share Holder | Yes | Against | For |
| Dominion Energy, Inc. | D | 25746U109 | 05-May-21 | Amend Proxy Access Right | Share Holder | Yes | Against | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Elect Director Pamela L. Carter | Management | Yes | For | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Elect Director Marcel R. Coutu | Management | Yes | For | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Elect Director Susan M. Cunningham | Management | Yes | For | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Elect Director Gregory L. Ebel | Management | Yes | For | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Elect Director J. Herb England | Management | Yes | For | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Elect Director Gregory J. Goff | Management | Yes | For | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Elect Director V. Maureen Kempston Darkes | Management | Yes | For | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Elect Director Teresa S. Madden | Management | Yes | For | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Elect Director Al Monaco | Management | Yes | For | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Elect Director Stephen S. Poloz | Management | Yes | For | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Elect Director Dan C. Tutcher | Management | Yes | For | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
| Enbridge Inc. | ENB | 29250N105 | 05-May-21 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Elect Director Cotton M. Cleveland | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Elect Director James S. DiStasio | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Elect Director Francis A. Doyle | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Elect Director Linda Dorcena Forry | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Elect Director Gregory M. Jones | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Elect Director James J. Judge | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Elect Director John Y. Kim | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Elect Director Kenneth R. Leibler | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Elect Director David H. Long | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Elect Director William C. Van Faasen | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Elect Director Frederica M. Williams | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Eversource Energy | ES | 30040W108 | 05-May-21 | Ratify Deloitte & Touche as Auditors | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director Michael G. Browning | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director Annette K. Clayton | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director Theodore F. Craver, Jr. | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director Robert M. Davis | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director Caroline Dorsa | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director W. Roy Dunbar | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director Nicholas C. Fanandakis | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director Lynn J. Good | Management | Yes | Withhold | Against |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director John T. Herron | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director E. Marie McKee | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director Michael J. Pacilio | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director Thomas E. Skains | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Elect Director William E. Webster, Jr. | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Eliminate Supermajority Vote Requirement | Management | Yes | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Require Independent Board Chair | Share Holder | Yes | For | Against |
| Duke Energy Corporation | DUK | 26441C204 | 06-May-21 | Report on Political Contributions and Expenditures | Share Holder | Yes | Against | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Elect Director Randall J. Findlay | Management | Yes | For | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Elect Director Anne-Marie N. Ainsworth | Management | Yes | For | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Elect Director Cynthia Carroll | Management | Yes | For | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Elect Director Michael H. Dilger | Management | Yes | For | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Elect Director Robert G. Gwin | Management | Yes | For | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Elect Director Maureen E. Howe | Management | Yes | For | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Elect Director Gordon J. Kerr | Management | Yes | For | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Elect Director David M.B. LeGresley | Management | Yes | For | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Elect Director Leslie A. O'Donoghue | Management | Yes | For | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Elect Director Bruce D. Rubin | Management | Yes | For | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Elect Director Henry W. Sykes | Management | Yes | For | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
| Pembina Pipeline Corporation | PPL | 706327103 | 07-May-21 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director Stephan Cretier | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director Michael R. Culbert | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director Susan C. Jones | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director Randy Limbacher | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director John E. Lowe | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director David MacNaughton | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director Francois L. Poirier | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director Una Power | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director Mary Pat Salomone | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director Indira V. Samarasekera | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director D. Michael G. Stewart | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director Siim A. Vanaselja | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Elect Director Thierry Vandal | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
| TC Energy Corporation | TRP | 87807B107 | 07-May-21 | Amend By-law Number 1 | Management | Yes | For | For |
| Innergex Renewable Energy Inc. | INE | 45790B104 | 11-May-21 | Elect Director Daniel Lafrance | Management | Yes | For | For |
| Innergex Renewable Energy Inc. | INE | 45790B104 | 11-May-21 | Elect Director Ross J. Beaty | Management | Yes | For | For |
| Innergex Renewable Energy Inc. | INE | 45790B104 | 11-May-21 | Elect Director Pierre G. Brodeur | Management | Yes | For | For |
| Innergex Renewable Energy Inc. | INE | 45790B104 | 11-May-21 | Elect Director Nathalie Francisci | Management | Yes | For | For |
| Innergex Renewable Energy Inc. | INE | 45790B104 | 11-May-21 | Elect Director Richard Gagnon | Management | Yes | For | For |
| Innergex Renewable Energy Inc. | INE | 45790B104 | 11-May-21 | Elect Director Michel Letellier | Management | Yes | For | For |
| Innergex Renewable Energy Inc. | INE | 45790B104 | 11-May-21 | Elect Director Dalton James Patrick McGuinty | Management | Yes | For | For |
| Innergex Renewable Energy Inc. | INE | 45790B104 | 11-May-21 | Elect Director Monique Mercier | Management | Yes | For | For |
| Innergex Renewable Energy Inc. | INE | 45790B104 | 11-May-21 | Elect Director Ouma Sananikone | Management | Yes | For | For |
| Innergex Renewable Energy Inc. | INE | 45790B104 | 11-May-21 | Elect Director Louis Veci | Management | Yes | For | For |
| Innergex Renewable Energy Inc. | INE | 45790B104 | 11-May-21 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
| Innergex Renewable Energy Inc. | INE | 45790B104 | 11-May-21 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Richard D. Kinder | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Steven J. Kean | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Kimberly A. Dang | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Ted A. Gardner | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Anthony W. Hall, Jr. | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Gary L. Hultquist | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Ronald L. Kuehn, Jr. | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Deborah A. Macdonald | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Michael C. Morgan | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Arthur C. Reichstetter | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director C. Park Shaper | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director William A. Smith | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Joel V. Staff | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Robert F. Vagt | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Elect Director Perry M. Waughtal | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Amend Omnibus Stock Plan | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 12-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Phillips 66 | PSX | 718546104 | 12-May-21 | Elect Director Julie L. Bushman | Management | Yes | For | For |
| Phillips 66 | PSX | 718546104 | 12-May-21 | Elect Director Lisa A. Davis | Management | Yes | For | For |
| Phillips 66 | PSX | 718546104 | 12-May-21 | Declassify the Board of Directors | Management | Yes | For | For |
| Phillips 66 | PSX | 718546104 | 12-May-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| Phillips 66 | PSX | 718546104 | 12-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Phillips 66 | PSX | 718546104 | 12-May-21 | Adopt GHG Emissions Reduction Targets | Share Holder | Yes | Against | For |
| Phillips 66 | PSX | 718546104 | 12-May-21 | Report on Climate Lobbying | Share Holder | Yes | Against | For |
| Cheniere Energy, Inc. | LNG | 16411R208 | 13-May-21 | Elect Director G. Andrea Botta | Management | Yes | For | For |
| Cheniere Energy, Inc. | LNG | 16411R208 | 13-May-21 | Elect Director Jack A. Fusco | Management | Yes | For | For |
| Cheniere Energy, Inc. | LNG | 16411R208 | 13-May-21 | Elect Director Vicky A. Bailey | Management | Yes | For | For |
| Cheniere Energy, Inc. | LNG | 16411R208 | 13-May-21 | Elect Director Nuno Brandolini | Management | Yes | For | For |
| Cheniere Energy, Inc. | LNG | 16411R208 | 13-May-21 | Elect Director David B. Kilpatrick | Management | Yes | For | For |
| Cheniere Energy, Inc. | LNG | 16411R208 | 13-May-21 | Elect Director Sean T. Klimczak | Management | Yes | For | For |
| Cheniere Energy, Inc. | LNG | 16411R208 | 13-May-21 | Elect Director Andrew Langham | Management | Yes | For | For |
| Cheniere Energy, Inc. | LNG | 16411R208 | 13-May-21 | Elect Director Donald F. Robillard, Jr. | Management | Yes | For | For |
| Cheniere Energy, Inc. | LNG | 16411R208 | 13-May-21 | Elect Director Neal A. Shear | Management | Yes | For | For |
| Cheniere Energy, Inc. | LNG | 16411R208 | 13-May-21 | Elect Director Andrew J. Teno | Management | Yes | For | For |
| Cheniere Energy, Inc. | LNG | 16411R208 | 13-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Cheniere Energy, Inc. | LNG | 16411R208 | 13-May-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Elect Director Alan L. Boeckmann | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Elect Director Andres Conesa | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Elect Director Maria Contreras-Sweet | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Elect Director Pablo A. Ferrero | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Elect Director William D. Jones | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Elect Director Jeffrey W. Martin | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Elect Director Bethany J. Mayer | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Elect Director Michael N. Mears | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Elect Director Jack T. Taylor | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Elect Director Cynthia L. Walker | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Elect Director Cynthia J. Warner | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Elect Director James C. Yardley | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Amend Proxy Access Right | Share Holder | Yes | Against | For |
| Sempra Energy | SRE | 816851109 | 14-May-21 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Share Holder | Yes | Against | For |
| TransAlta Renewables Inc. | RNW | 893463109 | 18-May-21 | Elect Director David W. Drinkwater | Management | Yes | For | For |
| TransAlta Renewables Inc. | RNW | 893463109 | 18-May-21 | Elect Director Brett M. Gellner | Management | Yes | For | For |
| TransAlta Renewables Inc. | RNW | 893463109 | 18-May-21 | Elect Director Allen R. Hagerman | Management | Yes | For | For |
| TransAlta Renewables Inc. | RNW | 893463109 | 18-May-21 | Elect Director Georganne Hodges | Management | Yes | For | For |
| TransAlta Renewables Inc. | RNW | 893463109 | 18-May-21 | Elect Director Kerry O'Reilly Wilks | Management | Yes | For | For |
| TransAlta Renewables Inc. | RNW | 893463109 | 18-May-21 | Elect Director Todd J. Stack | Management | Yes | For | For |
| TransAlta Renewables Inc. | RNW | 893463109 | 18-May-21 | Elect Director Paul H.E. Taylor | Management | Yes | For | For |
| TransAlta Renewables Inc. | RNW | 893463109 | 18-May-21 | Elect Director Susan M. Ward | Management | Yes | For | For |
| TransAlta Renewables Inc. | RNW | 893463109 | 18-May-21 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
| Northland Power Inc. | NPI | 666511100 | 19-May-21 | Elect Director John W. Brace | Management | Yes | For | For |
| Northland Power Inc. | NPI | 666511100 | 19-May-21 | Elect Director Linda L. Bertoldi | Management | Yes | For | For |
| Northland Power Inc. | NPI | 666511100 | 19-May-21 | Elect Director Marie Bountrogianni | Management | Yes | For | For |
| Northland Power Inc. | NPI | 666511100 | 19-May-21 | Elect Director Lisa Colnett | Management | Yes | For | For |
| Northland Power Inc. | NPI | 666511100 | 19-May-21 | Elect Director Kevin Glass | Management | Yes | For | For |
| Northland Power Inc. | NPI | 666511100 | 19-May-21 | Elect Director Russell Goodman | Management | Yes | For | For |
| Northland Power Inc. | NPI | 666511100 | 19-May-21 | Elect Director Keith Halbert | Management | Yes | For | For |
| Northland Power Inc. | NPI | 666511100 | 19-May-21 | Elect Director Helen Mallovy Hicks | Management | Yes | For | For |
| Northland Power Inc. | NPI | 666511100 | 19-May-21 | Elect Director Ian Pearce | Management | Yes | For | For |
| Northland Power Inc. | NPI | 666511100 | 19-May-21 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
| Northland Power Inc. | NPI | 666511100 | 19-May-21 | Amend Articles Re: Increase Board Range to Three to Twelve Directors and Permit Removal of All references to Class A, Shares and Class B and C Convertible Shares | Management | Yes | For | For |
| Northland Power Inc. | NPI | 666511100 | 19-May-21 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
| Plains GP Holdings, L.P. | PAGP | 72651A207 | 19-May-21 | Elect Director Greg L. Armstrong | Management | Yes | For | For |
| Plains GP Holdings, L.P. | PAGP | 72651A207 | 19-May-21 | Elect Director John T. Raymond | Management | Yes | For | For |
| Plains GP Holdings, L.P. | PAGP | 72651A207 | 19-May-21 | Elect Director Bobby S. Shackouls | Management | Yes | For | For |
| Plains GP Holdings, L.P. | PAGP | 72651A207 | 19-May-21 | Elect Director Christopher M. Temple | Management | Yes | For | For |
| Plains GP Holdings, L.P. | PAGP | 72651A207 | 19-May-21 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | For |
| Plains GP Holdings, L.P. | PAGP | 72651A207 | 19-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Plains GP Holdings, L.P. | PAGP | 72651A207 | 19-May-21 | Amend Omnibus Stock Plan | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director Lynn Casey | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director Ben Fowke | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director Robert Frenzel | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director Netha Johnson | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director Patricia Kampling | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director George Kehl | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director Richard O'Brien | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director Charles Pardee | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director Christopher Policinski | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director James Prokopanko | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director David Westerlund | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director Kim Williams | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director Timothy Wolf | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Elect Director Daniel Yohannes | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 19-May-21 | Report on Costs and Benefits of Climate-Related Activities | Share Holder | Yes | Against | For |
| Enel SpA | ENEL | T3679P115 | 20-May-21 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
| Enel SpA | ENEL | T3679P115 | 20-May-21 | Approve Allocation of Income | Management | Yes | For | For |
| Enel SpA | ENEL | T3679P115 | 20-May-21 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | Yes | For | For |
| Enel SpA | ENEL | T3679P115 | 20-May-21 | Approve Long-Term Incentive Plan | Management | Yes | For | For |
| Enel SpA | ENEL | T3679P115 | 20-May-21 | Approve Remuneration Policy | Management | Yes | For | For |
| Enel SpA | ENEL | T3679P115 | 20-May-21 | Approve Second Section of the Remuneration Report | Management | Yes | For | For |
| Enel SpA | ENEL | T3679P115 | 20-May-21 | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | Yes | Abstain | Against |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Approve Treatment of Losses and Dividends of EUR 0.53 per Share | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Set the Dividend at EUR 0.35 per Share | Share Holder | Yes | Against | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Elect Catherine MacGregor as Director | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Elect Jacinthe Delage as Representative of Employee Shareholders to the Board | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Elect Steven Lambert as Representative of Employee Shareholders to the Board | Management | Yes | Against | N/A |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Approve Compensation of Corporate Officers | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Approve Compensation of Isabelle Kocher, CEO Until Feb. 24, 2020 | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Approve Compensation of Claire Waysand, CEO Since Feb. 24, 2020 | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Approve Remuneration Policy of Directors | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Approve Remuneration Policy of Chairman of the Board | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Approve Remuneration Policy of CEO | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions | Management | Yes | For | For |
| ENGIE SA | ENGI | F7629A107 | 20-May-21 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Elect Director Sherry S. Barrat | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Elect Director James L. Camaren | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Elect Director Kenneth B. Dunn | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Elect Director Naren K. Gursahaney | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Elect Director Kirk S. Hachigian | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Elect Director Amy B. Lane | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Elect Director David L. Porges | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Elect Director James L. Robo | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Elect Director Rudy E. Schupp | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Elect Director John L. Skolds | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Elect Director Lynn M. Utter | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Elect Director Darryl L. Wilson | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Approve Omnibus Stock Plan | Management | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-21 | Provide Right to Act by Written Consent | Share Holder | Yes | Against | For |
| Targa Resources Corp. | TRGP | 87612G101 | 25-May-21 | Elect Director Beth A. Bowman | Management | Yes | For | For |
| Targa Resources Corp. | TRGP | 87612G101 | 25-May-21 | Elect Director Lindsey M. Cooksen | Management | Yes | For | For |
| Targa Resources Corp. | TRGP | 87612G101 | 25-May-21 | Elect Director Robert B. Evans | Management | Yes | For | For |
| Targa Resources Corp. | TRGP | 87612G101 | 25-May-21 | Elect Director Joe Bob Perkins | Management | Yes | For | For |
| Targa Resources Corp. | TRGP | 87612G101 | 25-May-21 | Elect Director Ershel C. Redd, Jr. | Management | Yes | For | For |
| Targa Resources Corp. | TRGP | 87612G101 | 25-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| Targa Resources Corp. | TRGP | 87612G101 | 25-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Targa Resources Corp. | TRGP | 87612G101 | 25-May-21 | Increase Authorized Common Stock | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Elect Director Brian L. Derksen | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Elect Director Julie H. Edwards | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Elect Director John W. Gibson | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Elect Director Mark W. Helderman | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Elect Director Randall J. Larson | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Elect Director Steven J. Malcolm | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Elect Director Jim W. Mogg | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Elect Director Pattye L. Moore | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Elect Director Eduardo A. Rodriguez | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Elect Director Gerald B. Smith | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Elect Director Terry K. Spencer | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| ONEOK, Inc. | OKE | 682680103 | 26-May-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director Ignacio S. Galan | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director John Baldacci | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director Daniel Alcain Lopez | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director Dennis V. Arriola | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director Pedro Azagra Blazquez | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director Robert Duffy | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director Teresa Herbert | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director Patricia Jacobs | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director John Lahey | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director Jose Angel Marra Rodriguez | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director Santiago Martinez Garrido | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director Jose Sainz Armada | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director Alan Solomont | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Elect Director Elizabeth Timm | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Avangrid, Inc. | AGR | 05351W103 | 01-Jun-21 | Amend Omnibus Stock Plan | Management | Yes | For | For |
| Algonquin Power & Utilities Corp. | AQN | 015857105 | 03-Jun-21 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| Algonquin Power & Utilities Corp. | AQN | 015857105 | 03-Jun-21 | Elect Director Christopher Ball | Management | Yes | For | For |
| Algonquin Power & Utilities Corp. | AQN | 015857105 | 03-Jun-21 | Elect Director Arun Banskota | Management | Yes | For | For |
| Algonquin Power & Utilities Corp. | AQN | 015857105 | 03-Jun-21 | Elect Director Melissa Stapleton Barnes | Management | Yes | For | For |
| Algonquin Power & Utilities Corp. | AQN | 015857105 | 03-Jun-21 | Elect Director Christopher Huskilson | Management | Yes | For | For |
| Algonquin Power & Utilities Corp. | AQN | 015857105 | 03-Jun-21 | Elect Director D. Randy Laney | Management | Yes | For | For |
| Algonquin Power & Utilities Corp. | AQN | 015857105 | 03-Jun-21 | Elect Director Carol Leaman | Management | Yes | For | For |
| Algonquin Power & Utilities Corp. | AQN | 015857105 | 03-Jun-21 | Elect Director Kenneth Moore | Management | Yes | For | For |
| Algonquin Power & Utilities Corp. | AQN | 015857105 | 03-Jun-21 | Elect Director Masheed Saidi | Management | Yes | For | For |
| Algonquin Power & Utilities Corp. | AQN | 015857105 | 03-Jun-21 | Elect Director Dilek Samil | Management | Yes | For | For |
| Algonquin Power & Utilities Corp. | AQN | 015857105 | 03-Jun-21 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Approve Consolidated and Standalone Financial Statements | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Approve Consolidated and Standalone Management Reports | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Approve Non-Financial Information Statement | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Approve Discharge of Board | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Amend Articles Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Amend Article 10 to Reflect Changes in Capital | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Amend Articles Re: New Regulations Regarding Long-Term Involvement of Shareholders | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Amend Article 32 Re: Climate Action Plan | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Amend Articles Re: Meetings of Board of Directors and its Committees | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Amend Articles Re: Annual Financial and Non-Financial Information | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Amend Articles Re: Technical Improvements | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Amend Articles of General Meeting Regulations Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Amend Articles of General Meeting Regulations Re: New Regulations Regarding Long-Term Involvement of Shareholders | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Approve Remuneration Policy | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Approve Allocation of Income and Dividends | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Approve Scrip Dividends | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Approve Scrip Dividends | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Reelect Juan Manuel Gonzalez Serna as Director | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Reelect Francisco Martinez Corcoles as Director | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Ratify Appointment of and Elect Angel Jesus Acebes Paniagua as Director | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Fix Number of Directors at 14 | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 30 Billion and Issuance of Notes up to EUR 6 Billion | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Authorize Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Advisory Vote on Remuneration Report | Management | Yes | For | For |
| Iberdrola SA | IBE | E6165F166 | 17-Jun-21 | Advisory Vote on Company's Climate Action Plan | Management | Yes | For | For |
| Brookfield Renewable Corporation | BEPC | 11284V105 | 22-Jun-21 | Elect Director Jeffrey Blidner | Management | Yes | For | For |
| Brookfield Renewable Corporation | BEPC | 11284V105 | 22-Jun-21 | Elect Director Scott Cutler | Management | Yes | For | For |
| Brookfield Renewable Corporation | BEPC | 11284V105 | 22-Jun-21 | Elect Director Eleazar de Carvalho Filho | Management | Yes | For | For |
| Brookfield Renewable Corporation | BEPC | 11284V105 | 22-Jun-21 | Elect Director Nancy Dorn | Management | Yes | For | For |
| Brookfield Renewable Corporation | BEPC | 11284V105 | 22-Jun-21 | Elect Director David Mann | Management | Yes | For | For |
| Brookfield Renewable Corporation | BEPC | 11284V105 | 22-Jun-21 | Elect Director Lou Maroun | Management | Yes | For | For |
| Brookfield Renewable Corporation | BEPC | 11284V105 | 22-Jun-21 | Elect Director Sachin Shah | Management | Yes | For | For |
| Brookfield Renewable Corporation | BEPC | 11284V105 | 22-Jun-21 | Elect Director Stephen Westwell | Management | Yes | For | For |
| Brookfield Renewable Corporation | BEPC | 11284V105 | 22-Jun-21 | Elect Director Patricia Zuccotti | Management | Yes | For | For |
| Brookfield Renewable Corporation | BEPC | 11284V105 | 22-Jun-21 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Approve Allocation of Income and Dividends | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Approve Remuneration of Directors | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Approve Management of Company | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Approve Discharge of Auditors | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Advisory Vote on Remuneration Report | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Receive Audit Committee's Activity Report | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Approve Auditors and Fix Their Remuneration | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Elect George Peristeris as Director | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Elect Emmanouil Maragoudakis as Director | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Elect George Spyrou as Director | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Elect Aristotelis Spiliotis as Director | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Elect Michael Gourzis as Director | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Elect Nikolaos Voutichtis as Director | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Elect George Mergos as Director | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Elect Marina Sarkisian Ochanesoglou as Director | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Elect Andreas Tapratzis as Director | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Elect Sofia Kounenaki Efraimoglou as Director | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Elect Tatiana Karapanagioti as Director | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Elect Members of Audit Committee (Bundled) | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Amend Articles | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Amend Remuneration Policy | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Approve Suitability Policy for Directors | Management | Yes | For | For |
| Terna Energy SA | TENERGY | X8979G108 | 23-Jun-21 | Various Announcements | Management | No | N/A | N/A |
| Polaris Infrastructure Inc. | PIF | 73106R100 | 24-Jun-21 | Elect Director Jaime Guillen | Management | Yes | For | For |
| Polaris Infrastructure Inc. | PIF | 73106R100 | 24-Jun-21 | Elect Director James V. Lawless | Management | Yes | For | For |
| Polaris Infrastructure Inc. | PIF | 73106R100 | 24-Jun-21 | Elect Director Marc Murnaghan | Management | Yes | For | For |
| Polaris Infrastructure Inc. | PIF | 73106R100 | 24-Jun-21 | Elect Director Margot Naudie | Management | Yes | For | For |
| Polaris Infrastructure Inc. | PIF | 73106R100 | 24-Jun-21 | Elect Director Marcela Paredes de Vasquez | Management | Yes | For | For |
| Polaris Infrastructure Inc. | PIF | 73106R100 | 24-Jun-21 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| Polaris Infrastructure Inc. | PIF | 73106R100 | 24-Jun-21 | Re-approve Omnibus Long-Term Incentive Plan | Management | Yes | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Kayne Anderson NextGen Energy & Infrastructure, Inc.
|
By (Signature and Title)* |
/s/ James C. Baker | |
|
James C. Baker, Chief Executive Officer
| ||
| Date | July 23, 2021 | |
* Print the name and title of each signing officer under his or her signature.