N-PX 1 fp0056576_npx.htm
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-22467  

 

Kayne Anderson Midstream/Energy Fund, Inc.
(Exact name of registrant as specified in charter)

 

811 Main Street, 14th Floor        Houston, Texas 77002
(Address of principal executive offices) (Zip code)

 

Michael O’Neil

KA Fund Advisors, LLC

 

1800 Avenue of the Stars, Third Floor Los Angeles, California 90067
(Name and address of agent for service)

 

Registrant's telephone number, including area code: (310) 282-7905  

 

Date of fiscal year end: November 30  
     
Date of reporting period: July 1, 2019 – June 30, 2020  

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 

ITEM 1. PROXY VOTING RECORD.

 

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 

  (a) The name of the issuer of the portfolio security;
     
  (b) The exchange ticker symbol of the portfolio security;
     
  (c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
     
  (d) The shareholder meeting date;
     
  (e) A brief identification of the matter voted on;
     
  (f) Whether the matter was proposed by the issuer or by a security holder;
     
  (g) Whether the registrant cast its vote on the matter;
     
  (h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
     
  (i) Whether the registrant cast its vote for or against management.

 

 

 

SIGNATURES

 

[See General Instruction F]

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Kayne Anderson Midstream/Energy Fund, Inc.  

 

By (Signature and Title)* /s/ James C. Baker  
  James C. Baker,  
  Chief Executive Officer  

 

Date August 14, 2020  

 

*Print the name and title of each signing officer under his or her signature.

 

 

 

Issuer Symbol CUSIP Meeting Date   Matter: Proposed by (I)ssuer or (S)hrhldr Vote Cast? How Voted For/Against Mgmt
BUCKEYE PARTNERS, L.P. BPL 118230101 07/31/19 1 The Approval of: (i) the Agreement and Plan of Merger, dated as of May 10, 2019, by and among Buckeye Partners, L.P., a DE limited partnership, Hercules Intermediate Holdings LLC, a DE limited liability company ("Parent"), Hercules Merger Sub LLC, a DE limited liability company and a wholly owned subsidiary of Parent, Buckeye Pipe Line Services Company, a PA corporation, and Buckeye GP LLC, a DE limited liability company and the general partner of Buckeye Partners, L.P. and (ii) the transactions contemplated by the Agreement and Plan of Merger. I YES FOR FOR
                   
        2 The approval, in a nonbinding advisory vote, of the compensation that may be paid or may become payable to Buckeye Partners, L.P.'s executive officers in the connection with, or following, the consummation of the merger contemplated by the Agreement and Plan of Merger. I YES FOR FOR
                   
KNOT OFFSHORE PARTNERS LP KNOP Y4812510 09/25/19 1 Elect Director Andrew Beveridge I YES FOR FOR
                   
          Please vote FOR if Units are Owned by a Resident of Norway for Purposes of the Tax Act on Income And Wealth, or vote AGAINST if Units are Not Held by a Resident of Norway for Purposes of the Tax Act on Income and Wealth I NO DID NOT VOTE - Units Not Owned by Resident of Norway NONE
                   
GOLAR LNG PARTNERS LP GMLP Y2745C102 09/27/19 1 Elect Director Alf Thorkildsen I YES FOR FOR
                   
NEXTERA ENERGY PARTNERS, LP NEP 65341B106 04/21/20 1a Elect Director Susan D. Austin I YES FOR FOR
                   
        1b Elect Director Robert J. Byrne I YES FOR FOR
                   
        1c Elect Director Peter H. Kind I YES FOR FOR
                   
        1d Elect Director James L. Robo I YES FOR FOR
                   
        2 Ratify Deloitte & Touche LLP as Auditors I YES FOR FOR
                   
        3 Advisory Vote to Ratify Named Executive Officers' Compensation I YES FOR FOR
                   
MAGELLAN MIDSTREAM PARTNERS, L.P. MMP 559080106 04/23/20 1.1 Elect Director Chansoo Joung I YES FOR FOR
                   
        1.2 Elect Director Michael N. Mears I YES FOR FOR
                   
        1.3 Elect Director James R. Montague I YES FOR FOR
                   
        2 Advisory Vote to Ratify Named Executive Officers' Compensation I YES FOR FOR
                   
        3 Ratify Ernst & Young LLP as Auditors I YES FOR FOR
                   
THE WILLIAMS COMPANIES, INC. WMB 969457100 04/28/20 1.1 Elect Director Alan S. Armstrong I YES FOR FOR
                   
        1.2 Elect Director Stephen W. Bergstrom I YES FOR FOR
                   
        1.3 Elect Director Nancy K. Buese I YES FOR FOR
                   
        1.4 Elect Director Stephen I. Chazen I YES FOR FOR
                   
        1.5 Elect Director Charles I. Cogut I YES FOR FOR
                   
        1.6 Elect Director Michael A. Creel I YES FOR FOR
                   
        1.7 Elect Director Vicki L. Fuller I YES FOR FOR
                   
        1.8 Elect Director Peter A. Ragauss I YES FOR FOR
                   
        1.9 Elect Director Scott D. Sheffield I YES FOR FOR
                   
        1.10 Elect Director Murray D. Smith I YES FOR FOR
                   
        1.11 Elect Director William H. Spence I YES FOR FOR
                   
        2 Amend Omnibus Stock Plan I YES FOR FOR
                   
        3 Amend Qualified Employee Stock Purchase Plan I YES FOR FOR
                   
        4 Advisory Vote to Ratify Named Executive Officers' Compensation I YES FOR FOR
                   
        5 Ratify Ernst & Young LLP as Auditors I YES FOR FOR
                   
TRANSALTA RENEWABLES INC. RNW 893463109 04/28/20 1.1 Elect Director David W. Drinkwater I YES FOR FOR
                   
        1.2 Elect Director Brett M. Gellner I YES FOR FOR
                   
        1.3 Elect Director Allen R. Hagerman I YES FOR FOR
                   
        1.4 Elect Director Kathryn B. McQuade I YES FOR FOR
                   
        1.5 Elect Director Paul H.E. Taylor I YES FOR FOR
                   
        1.6 Elect Director John H. Kousinioris I YES FOR FOR
                   
        2 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Renumeration I YES FOR FOR
                   
TC ENERGY CORPORATION TRP 87807B107 05/01/20 1.1 Elect Director Stephan Cretier I YES FOR FOR
                   
        1.2 Elect Director Michael R. Culbert I YES FOR FOR
                   
        1.3 Elect Director Russell K. Girling I YES FOR FOR
                   
        1.4 Elect Director Susan C. Jones I YES FOR FOR
                   
        1.5 Elect Director Randy Limbacher I YES FOR FOR
                   
        1.6 Elect Director John E. Lowe I YES FOR FOR
                   
        1.7 Elect Director David MacNaughton I YES FOR FOR
                   
        1.8 Elect Director Una Power I YES FOR FOR
                   
        1.9 Elect Director Mary Pat Salomone I YES FOR FOR
                   
        1.10 Elect Director Indira V. Samarasekera I YES FOR FOR
                   
        1.11 Elect Director D. Michael G. Stewart I YES FOR FOR
                   
        1.12 Elect Director Siim A. Vanaselja I YES FOR FOR
                   
        1.13 Elect Director Thierry Vandal I YES FOR FOR
                   
        1.14 Elect Director Steven W. Williams I YES FOR FOR
                   
        2 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration I YES FOR FOR
                   
        3 Advisory Vote on Executive Compensation Approach I YES FOR FOR
                   
ALTAGAS LTD. ALA 21361100 05/01/20 1 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration I YES FOR FOR
                   
        2.1 Elect Director Victoria A. Calvert I YES FOR FOR
                   
        2.2 Elect Director David W. Cornhill I YES FOR FOR
                   
        2.3 Elect Director Randall L. Crawford I YES FOR FOR
                   
        2.4 Elect Director Allan L. Edgeworth I YES FOR FOR
                   
        2.5 Elect Director Robert B. Hodgins I YES FOR FOR
                   
        2.6 Elect Director Cynthia Johnston I YES FOR FOR
                   
        2.7 Elect Director Pentti O. Karkkainen I YES FOR FOR
                   
        2.8 Elect Director Phillip R. Knoll I YES FOR FOR
                   
        2.9 Elect Director Terry D. McCallister I YES FOR FOR
                   
        2.10 Elect Director Linda G. Sullivan I YES FOR FOR
                   
        2.11 Elect Director Nancy G. Tower I YES FOR FOR
                   
        3 Advisory Vote on Executive Compensation Approach I YES FOR FOR
                   
SEMPRA ENERGY SRE 816851109 05/05/20 1.1 Elect Director Alan L. Boeckmann I YES FOR FOR
                   
        1.2 Elect Director Kathleen L. Brown I YES FOR FOR
                   
        1.3 Elect Director Andres Conesa I YES FOR FOR
                   
        1.4 Elect Director Maria Contreras-Sweet I YES FOR FOR
                   
        1.5 Elect Director Pablo A. Ferrero I YES FOR FOR
                   
        1.6 Elect Director William D. Jones I YES FOR FOR
                   
        1.7 Elect Director Jeffrey W. Martin I YES FOR FOR
                   
        1.8 Elect Director Bethany J. Mayer I YES FOR FOR
                   
        1.9 Elect Director Michael N. Mears I YES FOR FOR
                   
        1.10 Elect Director Jack T. Taylor I YES FOR FOR
                   
        1.11 Elect Director Cynthia L. Walker I YES FOR FOR
                   
        1.12 Elect Director Cynthia J. Warner I YES FOR FOR
                   
        1.13 Elect Director James C. Yardley I YES FOR FOR
                   
        2 Ratify Deloitte & Touche LLP as Auditors I YES FOR FOR
                   
        3 Advisory Vote to Ratify Named Executive Officers' Compensation I YES FOR FOR
                   
        4 Require Independent Board Chair S YES AGAINST FOR
                   
ENBRIDGE INC. ENB 292950N105 05/05/20 1.1 Elect Director Pamela L. Carter I YES FOR FOR
                   
        1.2 Elect Director Marcel R. Coutu I YES FOR FOR
                   
        1.3 Elect Director Susan M. Cunningham I YES FOR FOR
                   
        1.4 Elect Director Gregory L. Ebel I YES FOR FOR
                   
        1.5 Elect Director J. Herb England I YES FOR FOR
                   
        1.6 Elect Director Charles W. Fischer I YES FOR FOR
                   
        1.7 Elect Director Gregory J. Goff I YES FOR FOR
                   
        1.8 Elect Director V. Maureen Kempston Darkes I YES FOR FOR
                   
        1.9 Elect Director Teresa S. Madden I YES FOR FOR
                   
        1.10 Elect Director Al Monaco I YES FOR FOR
                   
        1.11 Elect Director Dan C. Tutcher I YES FOR FOR
                   
        2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration I YES FOR FOR
                   
        3 Approve Shareholder Rights Plan I YES FOR FOR
                   
        4 Amend By-Law No. 1 of Enbridge I YES FOR FOR
                   
        5 Advisory Vote on Executive Compensation Approach I YES FOR FOR
                   
ATLANTICA YIELD PLC AY G0751N103 05/05/20 1 Accept Financial Statements and Statutory Reports I YES FOR FOR
                   
        2 Approve Remuneration Report I YES FOR FOR
                   
        3 Approve Remuneration Policy I YES FOR FOR
                   
        4 Elect Director Jackson Robinson I YES FOR FOR
                   
        5 Elect Director Andrea Brentan I YES FOR FOR
                   
        6 Elect Director Robert Dove I YES FOR FOR
                   
        7 Elect Director Francisco J. Martinez I YES FOR FOR
                   
        8 Authorise Issue of Equity I YES FOR FOR
                   
        9 Authorise Issue of Equity without Pre-emptive Rights I YES FOR FOR
                   
        10 Change Company Name to Atlantica Sustainable Infrastructure plc I YES FOR FOR
                   
        11 Approve Matters Relating to the Relevant Distributions I YES FOR FOR
                   
PHILLIPS 66 PSX 718546104 05/06/20 1a Elect Director Charles M. Holley I YES FOR FOR
                   
        1b Elect Director Glenn F. Tilton I YES FOR FOR
                   
        1c Elect Director Marna C. Whittington I YES FOR FOR
                   
        2 Ratify Ernst & Young LLP as Auditors I YES FOR FOR
                   
        3 Advisory Vote to Ratify Named Executive Officers' Compensation I YES FOR FOR
                   
        4 Report on Risks of Gulf Coast Petrochemical Investments S YES AGAINST FOR
PEMBINA PIPELINE CORPORATION PPL 706327103 05/08/20 1.1 Elect Director Anne-Marie N. Ainsworth I YES FOR FOR
                   
        1.2 Elect Director Michael (Mick) H. Dilger I YES FOR FOR
                   
        1.3 Elect Director Randall J. Findlay I YES FOR FOR
                   
        1.4 Elect Director Robert G. Gwin I YES FOR FOR
                   
        1.5 Elect Director Maureen E. Howe I YES FOR FOR
                   
        1.6 Elect Director Gordon J. Kerr I YES FOR FOR
                   
        1.7 Elect Director David M.B. LeGresley I YES FOR FOR
                   
        1.8 Elect Director Leslie A. O'Donoghue I YES FOR FOR
                   
        1.9 Elect Director Bruce D. Rubin I YES FOR FOR
                   
        1.1 Elect Director Henry W. Sykes I YES FOR FOR
                   
        2 Approve KPMG LLP Auditors and Authorize Board to Fix Their Remuneration I YES FOR FOR
                   
        3 Amend Bylaws I YES FOR FOR
                   
        4 Approve Advance Notice Requirement I YES FOR FOR
                   
        5 Advisory Vote on Executive Compensation Approach I YES FOR FOR
                   
INNERGEX RENEWABLE ENERGY INC. INE 4579B104 05/12/20 1.1 Elect Director Jean La Couture I YES FOR FOR
                   
        1.2 Elect Director Ross J. Beaty I YES FOR FOR
                   
        1.3 Elect Director Nathalie Francisci I YES FOR FOR
                   
        1.4 Elect Director Richard Gagnon I YES FOR FOR
                   
        1.5 Elect Director Daniel Lafrance I YES FOR FOR
                   
        1.6 Elect Director Michel Letellier I YES FOR FOR
                   
        1.7 Elect Director Dalton James Patrick McGuinty I YES FOR FOR
                   
        1.8 Elect Director Monique Mercier I YES FOR FOR
                   
        1.9 Elect Director Ouma Sananikone I YES FOR FOR
                   
        1.10 Elect Director Louis Veci I YES FOR FOR
                   
        1.11 Elect Director Pierre G. Brodeur I YES FOR FOR
                   
        2 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration I YES FOR FOR
                   
        3 Establish Range for Board Size (Minimum of Three to Maximum of Fourteen) I YES FOR FOR
                   
        4 Approve Reduction in Stated Capital I YES FOR FOR
                   
        5 Advisory Vote on Executive Compensation Approach I YES FOR FOR
                   
KEYERA CORP. KEY 493271100 05/12/20 1 Ratify Deloitte LLP as Auditors I YES FOR FOR
                   
        2.1 Elect Director James Bertram I YES FOR FOR
                   
        2.2 Elect Director Blair Goertzen I YES FOR FOR
                   
        2.3 Elect Director Douglas Haughey I YES FOR FOR
                   
        2.4 Elect Director Gianna Manes I YES FOR FOR
                   
        2.5 Elect Director Donald Nelson I YES FOR FOR
                   
        2.6 Elect Director Michael Norris I YES FOR FOR
                   
        2.7 Elect Director Thomas O'Connor I YES FOR FOR
                   
        2.8 Elect Director Charlene Ripley I YES FOR FOR
                   
        2.9 Elect Director David Smith I YES FOR FOR
                   
        2.10 Elect Director Janet Woodruff I YES FOR FOR
                   
        3 Approve Shareholder Rights Plan I YES FOR FOR
                   
        4 Advisory Vote on Executive Compensation Approach I YES FOR FOR
                   
KINDER MORGAN, INC. KMI 49456B101 05/13/20 1.1 Elect Director Richard D. Kinder I YES FOR FOR
                   
        1.2 Elect Director Steven J. Kean I YES FOR FOR
                   
        1.3 Elect Director Kimberly A. Dang I YES FOR FOR
                   
        1.4 Elect Director Ted A. Gardner I YES FOR FOR
                   
        1.5 Elect Director Anthony W. Hall, Jr. I YES FOR FOR
                   
        1.6 Elect Director Gary L. Hultquist I YES FOR FOR
                   
        1.7 Elect Director Ronald L. Kuehn, Jr. I YES FOR FOR
                   
        1.8 Elect Director Deborah A. Macdonald I YES FOR FOR
                   
        1.9 Elect Director Michael C. Morgan I YES FOR FOR
                   
        1.10 Elect Director Arthur C. Reichstetter I YES FOR FOR
                   
        1.11 Elect Director Fayez Sarofim I YES FOR FOR
                   
        1.12 Elect Director C. Park Shaper I YES FOR FOR
                   
        1.13 Elect Director William A. Smith I YES FOR FOR
                   
        1.14 Elect Director Joel V. Staff I YES FOR FOR
                   
        1.15 Elect Director Robert F. Vagt I YES FOR FOR
                   
        1.16 Elect Director Perry M. Waughtal I YES FOR FOR
                   
        2 Ratify PricewaterhouseCoopers LLP as Auditors I YES FOR FOR
                   
        3 Advisory Vote to Ratify Named Executive Officers' Compensation I YES FOR FOR
                   
TARGA RESOURCES CORP. TRGP 87612G101 5/19/2020 1.1 Elect Director Charles R. Crisp I YES FOR FOR
                   
        1.2 Elect Director Laura C. Fulton I YES FOR FOR
                   
        1.3 Elect Director James W. Whalen I YES FOR FOR
                   
        2 Ratify PricewaterhouseCoopers LLP as Auditors I YES FOR FOR
                   
        3 Advisory Vote to Ratify Named Executive Officers' Compensation I YES FOR FOR
                   
ONEOK, INC. OKE 682680103 5/20/20 1.1 Elect Director Brian L. Derksen I YES FOR FOR
                   
        1.2 Elect Director Julie H. Edwards I YES FOR FOR
                   
        1.3 Elect Director John W. Gibson I YES FOR FOR
                   
        1.4 Elect Director Mark W. Helderman I YES FOR FOR
                   
        1.5 Elect Director Randall J. Larson I YES FOR FOR
                   
        1.6 Elect Director Steven J. Malcolm I YES FOR FOR
                   
        1.7 Elect Director Jim W. Mogg I YES FOR FOR
                   
        1.8 Elect Director Pattye L. Moore I YES FOR FOR
                   
        1.9 Elect Director Gary D. Parker I YES FOR FOR
                   
        1.10 Elect Director Eduardo A. Rodriguez I YES FOR FOR
                   
        1.11 Elect Director Terry K. Spencer I YES FOR FOR
                   
        2 Ratify PricewaterhouseCoopers LLP as Auditors I YES FOR FOR
                   
        3 Advisory Vote to Ratify Named Executive Officers' Compensation I YES FOR FOR
                   
PLAINS GP HOLDINGS, L.P. PAGP 72651A207 05/20/20 1.1 Elect Director Alexandra Pruner I YES FOR FOR
                   
        1.2 Elect Director Lawrence M. Ziemba I YES FOR FOR
                   
        2 Ratify PricewaterhouseCoopers LLP as Auditor I YES FOR FOR
                   
        3 Advisory Vote to Ratify Named Executive Officers' Compensation I YES FOR FOR
                   
                   
NORTHLAND POWER INC. NPI 666511100 05/22/20 1 Elect Director John W. Brace I YES FOR FOR
                   
        2 Elect Director James C. Temerty I YES FOR FOR
                   
        3 Elect Director Linda L. Bertoldi I YES FOR FOR
                   
        4 Elect Director Marie Bountrogianni I YES FOR FOR
                   
        5 Elect Director Lisa Colnett I YES FOR FOR
                   
        6 Elect Director Barry Gilmour I YES FOR FOR
                   
        7 Elect Director Russell Goodman I YES FOR FOR
                   
        8 Elect Director Keith Halbert I YES FOR FOR
                   
        9 Elect Director Ian Pearce I YES FOR FOR
                   
        10 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration I YES FOR FOR
                   
        11 Approve Advance Notice Requirement I YES FOR FOR
                   
        12 Amend By-Law to Permit a Virtual Only Shareholder Meeting and Change Quorum Requirement for Shareholder Meetings from 10% to 25% I YES FOR FOR
                   
        13 Advisory Vote on Executive Compensation Approach I YES FOR FOR
                   
XCEL ENERGY INC. XCEL 98389B100 05/22/20 1a Elect Director Lynn Casey I YES FOR FOR
                   
        1b Elect Director Ben Fowke I YES FOR FOR
                   
        1c Elect Director Netha N. Johnson I YES FOR FOR
                   
        1d Elect Director George Kehl I YES FOR FOR
                   
        1e Elect Director Richard T. O'Brien I YES FOR FOR
                   
        1f Elect Director David K. Owens I YES FOR FOR
                   
        1g Elect Director Christopher J. Policinski I YES FOR FOR
                   
        1h Elect Director James T. Prokopanko I YES FOR FOR
                   
        1i Elect Director A. Patricia Sampson I YES FOR FOR
                   
        1j Elect Director James J. Sheppard I YES FOR FOR
                   
        1k Elect Director David A. Westerlund I YES FOR FOR
                   
        1l Elect Director Kim Williams I YES FOR FOR
                   
        1m Elect Director Timothy V. Wolf I YES FOR FOR
                   
        1n Elect Director Daniel Yohannes I YES FOR FOR
                   
        2 Advisory Vote to Ratify Named Executive Officers' Compensation I YES FOR FOR
                   
        3 Ratify Deloitte & Touche LLP as Auditors I YES FOR FOR
                   
        4 Report on Costs and Benefits of Climate-Related Activities S YES AGAINST FOR
                   
EQUITRANS MIDSTREAM CORPORATION ETRN 294600101 06/15/20 1 Issue Shares in Connection with Merger I YES FOR FOR
                   
        2 Adjourn Meeting I YES FOR FOR