0001398344-17-009189.txt : 20170728 0001398344-17-009189.hdr.sgml : 20170728 20170728085316 ACCESSION NUMBER: 0001398344-17-009189 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170728 DATE AS OF CHANGE: 20170728 EFFECTIVENESS DATE: 20170728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. 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HART TITLE CFO EX-99.77Q2 ITEM 405 2 fp0026862_ex9977q2.htm

Attachment to N-SAR Sub-Item 77Q2 (KMF)

SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE

Section 30(h) of the 1940 Act and Section 16(a) of the 1934 Act require the Registrant’s directors and executive officers, investment adviser, affiliated persons of the investment adviser and persons who own more than 10% of a registered class of the Registrant’s equity securities to file Section 16(a) forms with the SEC and NYSE reporting their affiliation with the Registrant, their ownership and changes in their ownership of the Registrant’s shares. Those persons and entities are required by SEC regulations to furnish the Registrant with copies of all Section 16(a) forms they file. Based solely on a review of those Section 16(a) forms furnished to it, the Registrant believes that its directors and executive officers, Kayne Anderson Fund Advisors, LLC, the Registrant’s adviser (“KAFA”), and affiliated persons of KAFA, and any persons holding more than 10% of the Registrant’s Preferred Stock have complied with all applicable Section 16(a) filing requirements during the most recently completed fiscal year.