UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
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| Item 7.01. | Regulation FD Disclosure. |
Explanatory Note
On November 2, 2023, Mullen Automotive Inc. (the “Company”) announced the availability of an interview video on its YouTube Channel in which David Michery, the Company’s Chief Executive Officer, discussed among other things, the Company’s Nasdaq compliance status, a recent prospectus filing, the stock buyback program, the production status of Mullen One and Mullen Three vans, the potential collaboration between Mullen and other car companies, and answered other questions addressed to him. A copy of the interview transcript is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The purpose of this Current Report on Form 8-K/A is to amend (the “Amendment”) the Current Report on Form 8-K of filed by the Company on November 2, 2023 (the “Initial 8-K”). The Amendment is filed to correct a typo in the video interview transcript, which is attached as Exhibit 99.1 in the Initial 8-K. A copy of the revised interview transcript with the correction highlighted in red is attached hereto as Exhibit 99.1.
The information furnished with this Item 7.01 and Exhibit attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, regardless of any general incorporation language in such filing.
Forward-Looking Statements
This Current Report on Form 8-K contains forward-looking statements that involve substantial risks and uncertainties. The words “anticipate,” “believe,” “estimate,” “expect,” “intend,” “may,” “plan,” “predict,” “project,” “target,” “potential,” “will,” “would,” “could,” “should,” “continue,” and similar expressions are intended to identify forward-looking statements, although not all forward-looking statements contain these identifying words. These statements involve known and unknown risks, uncertainties and other important factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by the forward-looking statements. Important factors that could cause actual results to differ materially from the forward-looking statements we make in this Current Report include risks and uncertainties, including, but are not limited to, those listed under “Risk Factors” in Part I, Item 1A of the Company’s Annual Report on Form 10-K for the fiscal year September 30, 2022, the Company’s Quarterly Reports on Form 10-Q and Current Reports on Form 8-K. These forward-looking statements are only predictions and we may not actually achieve the plans, intentions or expectations disclosed in our forward-looking statements, so you should not place undue reliance on our forward-looking statements. We have based these forward-looking statements largely on our current expectations and projections about future events and trends that we believe may affect our business, financial condition and operating results. If one or more of these or other risks or uncertainties materializes, or if our underlying assumptions prove to be incorrect, actual results may vary materially from what we anticipate. We undertake no obligation to publicly update or review any forward-looking statement, whether as a result of new information, future developments or otherwise.
| Item 9.01. | Financial Statements and Exhibits |
(d) Exhibits
| Exhibit No. | Description |
| 99.1 | Interview Transcript (revised) |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| MULLEN AUTOMOTIVE INC. | ||
| Date: November 3, 2023 | By: | /s/ David Michery |
| David Michery | ||
| Chief Executive Officer | ||