0001615774-17-006835.txt : 20171117 0001615774-17-006835.hdr.sgml : 20171117 20171117161524 ACCESSION NUMBER: 0001615774-17-006835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171116 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lande Robert CENTRAL INDEX KEY: 0001505058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34986 FILM NUMBER: 171211129 MAIL ADDRESS: STREET 1: C/O FXCM INC. STREET 2: 32 OLD SLIP CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Brokerage, Inc. CENTRAL INDEX KEY: 0001499912 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 273268672 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 WATER ST. STREET 2: FL 50 CITY: NEW YORK STATE: NY ZIP: 10041 BUSINESS PHONE: 6464322241 MAIL ADDRESS: STREET 1: 55 WATER ST. STREET 2: FL 50 CITY: NEW YORK STATE: NY ZIP: 10041 FORMER COMPANY: FORMER CONFORMED NAME: FXCM Inc. DATE OF NAME CHANGE: 20100825 4 1 s108219_form4.xml 4 X0306 4 2017-11-16 0 0001499912 Global Brokerage, Inc. GLBR 0001505058 Lande Robert GLOBAL BROKERAGE, INC. 55 WATER STREET NEW YORK NY 10041 0 1 0 0 Chief Financial Officer Class A Common Stock 2017-11-16 4 S 0 13537 1.2604 D 0 I See Footnote This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.2492 to $1.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Certain shares sold by the Reporting Person were held by a pension plan of which Reporting Person is the sole beneficiary. The Reporting Person disclaimed beneficial ownership over the securities held by this pension plan except to the extent of his pecuniary interest therein. /s/David Sassoon, as designated signatory 2017-11-17