0001615774-17-006835.txt : 20171117
0001615774-17-006835.hdr.sgml : 20171117
20171117161524
ACCESSION NUMBER: 0001615774-17-006835
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171116
FILED AS OF DATE: 20171117
DATE AS OF CHANGE: 20171117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lande Robert
CENTRAL INDEX KEY: 0001505058
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34986
FILM NUMBER: 171211129
MAIL ADDRESS:
STREET 1: C/O FXCM INC.
STREET 2: 32 OLD SLIP
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Global Brokerage, Inc.
CENTRAL INDEX KEY: 0001499912
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 273268672
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 WATER ST.
STREET 2: FL 50
CITY: NEW YORK
STATE: NY
ZIP: 10041
BUSINESS PHONE: 6464322241
MAIL ADDRESS:
STREET 1: 55 WATER ST.
STREET 2: FL 50
CITY: NEW YORK
STATE: NY
ZIP: 10041
FORMER COMPANY:
FORMER CONFORMED NAME: FXCM Inc.
DATE OF NAME CHANGE: 20100825
4
1
s108219_form4.xml
4
X0306
4
2017-11-16
0
0001499912
Global Brokerage, Inc.
GLBR
0001505058
Lande Robert
GLOBAL BROKERAGE, INC.
55 WATER STREET
NEW YORK
NY
10041
0
1
0
0
Chief Financial Officer
Class A Common Stock
2017-11-16
4
S
0
13537
1.2604
D
0
I
See Footnote
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.2492 to $1.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Certain shares sold by the Reporting Person were held by a pension plan of which Reporting Person is the sole beneficiary. The Reporting Person disclaimed beneficial ownership over the securities held by this pension plan except to the extent of his pecuniary interest therein.
/s/David Sassoon, as designated signatory
2017-11-17