OMB APPROVAL | ||||
OMB Number: | 3235-0101 | |||
Expires: | May 31, 2014 | |||
Estimated average burden | ||||
hours per response | 1.00 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
|
SEC USE ONLY | |
DOCUMENT SEQUENCE NO.
| ||
CUSIP NUMBER
| ||
WORK LOCATION | ||
ATTENTION: | Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. |
1(a) NAME OF ISSUER (Please type or print) BITAUTO HOLDINGS LIMITED |
(b) IRS IDENT. NO. N/A |
(c) S.E.C. FILE NO. 001-34947 |
1(d) ADDRESS OF ISSUER | STREET | CITY | STATE | ZIP CODE | (e) TELEPHONE NO. | |||||||
AREA CODE | NUMBER | |||||||||||
New Century Hotel Office Tower, 6/F No. 6 South Capital Stadium Road, Beijing, The Peoples Republic of China, 100044 |
2(a) NAME OF PERSON FOR WHOSE ACCOUNT |
(b) RELATIONSHIP TO ISSUER |
(c) ADDRESS
|
STREET |
CITY |
STATE |
ZIP CODE | ||||||||
Proudview Limited |
Affiliate | New Century Hotel Office Tower, 6/F No. 6 South Capital Stadium Road, Beijing, China |
100044 |
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
3(a) | (b) | SEC USE ONLY | (c) | (d) | (e) | (f) | (g) | |||||||||||||||||||||||||||||||
Title of the Class of Securities To Be Sold |
Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities
|
Broker-Dealer File Number |
Number of Shares or Other Units To Be Sold (See instr. 3(c)) |
Aggregate Market Value
(See instr. 3(d)) |
Number of Shares or Other Units Outstanding (See instr. 3(e)) |
Approximate Date of Sale (See instr. 3(f)) (MO. DAY YR.) |
Name of Each Securities Exchange (See instr. 3(g)) | |||||||||||||||||||||||||||||||
Ordinary Shares represented by ADSs | UBS Securities LLC 1258 Avenue of the Americas New York, NY, 10019 |
327,333 | US$13,574,499.51 | 43,261,771 | Aug 26, 2014 | NYSE | ||||||||||||||||||||||||||||||||
Note:
(1) | Aggregate market price is calculated by multiplying 327,333 with the closing price of the issuers ADSs on May 23, 2014, which was US$41.47 per ADS, or US$41.47 per ordinary share. |
(2) | Total number of Ordinary Shares of the issuer outstanding as of March 31, 2014. |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
SEC 1147 (08-07)
TABLE I - SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of the Class |
Date you Acquired |
Nature of Acquisition Transaction |
Name of Person from Whom Acquired (If gift, also give date donor acquired) |
Amount of Securities Acquired |
Date of Payment |
Nature of Payment | ||||||||||
Ordinary Shares represented by ADSs |
August 2006 | Original issue | BITAUTO HOLDINGS LIMITED | 7,320,917.5 | August 2006 | Cash |
INSTRUCTIONS: | If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. |
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
| ||||||||||||||||||||
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold |
Gross Proceeds | ||||||||||||||||
Proudview Limited | Ordinary Shares represented by ADSs | Mar 20, 2014 Mar 21, 2014 Mar 26, 2014 Mar 28, 2014 Mar 28, 2014 Mar 28, 2014 May 22, 2014 |
93,268 43,492 96,167 15,240 49,500 25,000 150,000 |
3,764,730.18 1,744,574.68 3,625,372.71 550,166 1,783,041.58 900,020.60 6,050,653.65 |
REMARKS:
INSTRUCTIONS: See the definition of person in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. |
ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
May 27, 2014 DATE OF NOTICE |
/s/ Bin Li (SIGNATURE) | |
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1 |
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |
SEC 1147 (02-08)