0001499541-23-000003.txt : 20231002
0001499541-23-000003.hdr.sgml : 20231002
20231002135956
ACCESSION NUMBER: 0001499541-23-000003
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231002
DATE AS OF CHANGE: 20231002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Uhl Theodore
CENTRAL INDEX KEY: 0001499541
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23247
FILM NUMBER: 231298933
MAIL ADDRESS:
STREET 1: 1290 BROADWAY, SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust
CENTRAL INDEX KEY: 0001703079
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: (312) 374-6930
MAIL ADDRESS:
STREET 1: 321 NORTH CLARK STREET #2430
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust
DATE OF NAME CHANGE: 20170714
FORMER COMPANY:
FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust
DATE OF NAME CHANGE: 20170406
5
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
5
2023-09-30
1
0
0
0001703079
XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT
0001499541
Uhl Theodore
1290 BROADWAY, SUITE 1000
DENVER
CO
80203
0
1
0
0
Chief Compliance Officer
0
/s/ Theodore Uhl
2023-10-02