0001499541-23-000003.txt : 20231002 0001499541-23-000003.hdr.sgml : 20231002 20231002135956 ACCESSION NUMBER: 0001499541-23-000003 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231002 DATE AS OF CHANGE: 20231002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Uhl Theodore CENTRAL INDEX KEY: 0001499541 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23247 FILM NUMBER: 231298933 MAIL ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1000 CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XAI Octagon Floating Rate & Alternative Income Term Trust CENTRAL INDEX KEY: 0001703079 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 321 NORTH CLARK STREET #2430 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 374-6930 MAIL ADDRESS: STREET 1: 321 NORTH CLARK STREET #2430 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: XAI Octagon Floating Rate Alternative Income Term Trust DATE OF NAME CHANGE: 20170714 FORMER COMPANY: FORMER CONFORMED NAME: XAI Octagon Floating Rate Income & Credit Alternative Trust DATE OF NAME CHANGE: 20170406 5 1 primary_doc.xml PRIMARY DOCUMENT X0508 5 2023-09-30 1 0 0 0001703079 XAI Octagon Floating Rate & Alternative Income Term Trust XFLT 0001499541 Uhl Theodore 1290 BROADWAY, SUITE 1000 DENVER CO 80203 0 1 0 0 Chief Compliance Officer 0 /s/ Theodore Uhl 2023-10-02