EX-FILING FEES 5 dxf_ex107.htm FILING FEE TABLE dxf_ex107.htm

EXHIBIT 107

 

Calculation of Filing Fee Tables

 

FORM S-8

(Form Type)

 

DUNXIN FINANCIAL HOLDINGS LIMITED

(Exact Name of Registrant as Specified in its Charter)

 

Not Applicable

(Translation of registrant’s name into English)

 

Table 1: Newly Registered and Carry Forward Securities

 

 

Security

Type

Security

Class Title

Fee

Calculation or Carry

Forward Rule

Amount

Registered(2)

Proposed

Maximum Offering

Price Per

Unit

Maximum

Aggregate Offering

Price

Fee

Rate

Amount of

Registration Fee

Carry

Forward Form

Type

Carry

Forward File

Number

Carry

Forward Initial

effective

date

Filing Fee Previously Paid In

Connection

with

Unsold

Securities

to be

Carried

Forward

Newly Registered Securities

Fees to Be

Paid

 

 

 

 

 

Equity

Ordinary shares, par value $0.00005 per share(1)

457(c) and 457(h)

384,000,000

0.00979 (3)

3,760,000

$0.0000927

$349

 

 

 

 

Fees

Previously

Paid

-

-

-

-

-

-

 

-

 -

 -

 -

Carry Forward Securities

Carry

Forward

Securities

-

-

-

 

 

 

 

Total Offering Amounts

 

$384,000,000

$349

 

 

 

 

 

Total Fees Previously Paid

 

 

 

-

 

 

 

 

 

Total Fee Offsets

 

 

 

-

 

 

 

 

 

Net Fee Due

 

 

 

$349

 

 

 

 

 

(1)

Each American Depositary Share represents the right to receive forty-eight (48) ordinary shares. Ordinary shares may be in the form of American Depositary Shares. American Depositary Shares issuable on deposit of the ordinary shares registered hereby have been registered under the Registration Statement on Form F-6, which was initially filed with the Securities and Exchange Commission on November 8, 2010, and was amended on November 25, 2014, December 15, 2017 and March 5, 2018, respectively.

(2)

Represents ordinary shares issuable upon exercise of options, share appreciation rights, restricted shares, restricted share units, and other share based awards granted under the Dunxin Financial Holdings Limited 2022 Equity Incentive Plan (the “2022 Plan”). Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), there are also being registered additional shares which may be offered and issued to prevent dilution resulting from share splits, share dividends or similar transactions as provided in the 2022 Plan. Any ordinary shares covered by an award granted under the 2022 Plan (or portion of an award) that terminates, expires or lapses for any reason will be deemed not to have been issued for purposes of determining the maximum aggregate number of ordinary shares that may be issued under the 2022 Plan.

(3)

Estimated solely for the purposes of calculating the registration fee pursuant to Rules 457(c) and 457(h)(1) of the Securities Act based upon US$0.47 per ADS, or US$0.00979 per ordinary share, the average of the high and low prices for the Registrant’s ADSs as quoted on the NYSE American LLC on July 7, 2022.