0001638897-22-000002.txt : 20220411
0001638897-22-000002.hdr.sgml : 20220411
20220411175752
ACCESSION NUMBER: 0001638897-22-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220408
FILED AS OF DATE: 20220411
DATE AS OF CHANGE: 20220411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Thomas Jr.
CENTRAL INDEX KEY: 0001638897
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38484
FILM NUMBER: 22820661
MAIL ADDRESS:
STREET 1: ONE RIVERWAY
STREET 2: SUITE 2020
CITY: HOUSTON
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spirit of Texas Bancshares, Inc.
CENTRAL INDEX KEY: 0001499453
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 900499552
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1836 SPIRIT OF TEXAS WAY
CITY: CONROE
STATE: TX
ZIP: 77301
BUSINESS PHONE: (936) 521-1836
MAIL ADDRESS:
STREET 1: 1836 SPIRIT OF TEXAS WAY
CITY: CONROE
STATE: TX
ZIP: 77301
FORMER COMPANY:
FORMER CONFORMED NAME: ST Financial Group, Inc.
DATE OF NAME CHANGE: 20100818
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2022-04-08
1
0001499453
Spirit of Texas Bancshares, Inc.
STXB
0001638897
Jones Thomas Jr.
ONE RIVERWAY
SUITE 2020
HOUSTON
TX
77056
1
0
0
0
Common Stock
2022-04-08
4
D
0
31500
D
0
D
Stock Options (right to buy)
13
2022-04-08
4
D
0
2500
D
2018-03-21
2023-03-21
Common Stock
2500
0
D
Stock Options (right to buy)
13
2022-04-08
4
D
0
3750
D
2019-02-20
2024-02-20
Common Stock
3750
0
D
Stock Options (right to buy)
16
2022-04-08
4
D
0
5000
D
2020-02-19
2025-02-19
Common Stock
5000
0
D
Stock Options (right to buy)
13
2022-04-08
4
D
0
5000
D
2021-05-26
2026-05-26
Common Stock
5000
0
D
Stock Options (right to buy)
15
2022-04-08
4
D
0
5000
D
2022-02-23
2027-02-23
Common Stock
5000
0
D
Stock Options (right to buy)
21
2022-04-08
4
D
0
3000
D
2023-05-03
2028-05-03
Common Stock
3000
0
D
Disposed of in connection the Agreement and Plan of Merger, dated November 18, 2021 (the "Merger Agreement"), by and between Simmons First National Corporation ("Simmons") and Spirit of Texas Bancshares, Inc. ("Issuer"), pursuant to which the Issuer was merged with and into Simmons, with Simmons surviving (the "Merger"). Pursuant to the Merger, each issued and outstanding shares of Issuer common stock and restricted stock units were converted into the right to receive 1.0016722 shares of Simmons common stock. The closing price of Simmons common stock on April 8, 2022, the effective date of the Merger, was $25.44. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
This option, which provided for vesting in five equal annual installments beginning 03/21/2018 was canceled in the Merger in exchange for a cash payment of $37,396.69, representing the difference between the exercise price of the option and the fully diluted per share value of the underlying STXB common stock on the effective date of the merger.
This option, which provided for vesting in five equal annual installments beginning 02/20/2019 was canceled in the Merger in exchange for a cash payment of $56,095.03, representing the difference between the exercise price of the option and the fully diluted per share value of the underlying STXB common stock on the effective date of the merger.
This option, which provided for vesting in five equal annual installments beginning 02/19/2020 was canceled in the Merger in exchange for a cash payment of $59,793.38, representing the difference between the exercise price of the option and the fully diluted per share value of the underlying STXB common stock on the effective date of the merger.
This option, which provided for vesting in five equal annual installments beginning 05/26/2021 was canceled in the Merger in exchange for a cash payment of $74,793.38, representing the difference between the exercise price of the option and the fully diluted per share value of the underlying STXB common stock on the effective date of the merger.
This option, which provided for vesting in five equal annual installments beginning 02/23/2022 was canceled in the Merger in exchange for a cash payment of $64,793.38,, representing the difference between the exercise price of the option and the fully diluted per share value of the underlying STXB common stock on the effective date of the merger.
This option, which provided for vesting in five equal annual installments beginning 05/23/2023 was canceled in the Merger in exchange for a cash payment of $20,876.03, representing the difference between the exercise price of the option and the fully diluted per share value of the underlying STXB common stock on the effective date of the merger.
/s/ By Michael L. Durham as Attorney-in-Fact for Thomas Jones Jr.
2022-04-11