0001437749-24-014802.txt : 20240506 0001437749-24-014802.hdr.sgml : 20240506 20240506150439 ACCESSION NUMBER: 0001437749-24-014802 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240320 FILED AS OF DATE: 20240506 DATE AS OF CHANGE: 20240506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris David Richard CENTRAL INDEX KEY: 0001711919 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38149 FILM NUMBER: 24917135 MAIL ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBB Bancorp CENTRAL INDEX KEY: 0001499422 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 272776416 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-533-7918 MAIL ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 4/A 1 rdgdoc.xml DAVID MORRIS GRANTED RSU PSU AMENDMENT X0508 4/A 2024-03-20 2024-03-22 0001499422 RBB Bancorp RBB 0001711919 Morris David Richard 1055 WILSHIRE BLVD SUITE 1200 LOS ANGELES CA 90017 1 1 CEO 0 Common Stock, No Par Value 37723 D Option (right to buy) 20.5500 2030-01-22 Common Stock 9000 9000 D Restricted Stock Units 0.0000 Restricted Stock Units 767 767 D Restricted Stock Units 0.0000 Restricted Stock Units 5204 5204 D Restricted Stock Units 0.0000 Restricted Stock Units 6675 6675 D Restricted Stock Units 0.0000 Restricted Stock Units 9493 9493 D Performance Stock Units 0.0000 Performance Stock Units 14240 14240 D These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant. These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant. There will be no expiration date once restricted stock units vest. These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant. These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant. These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant. These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition. Amended to reflect correct statement in remarks. David Morris was granted 9,493 restricted stock units (RSUs) and a maximum amount of 14,240 performance stock units (PSUs) on March 20, 2024. /s/ David Morris 2024-05-06