0001437749-24-014802.txt : 20240506
0001437749-24-014802.hdr.sgml : 20240506
20240506150439
ACCESSION NUMBER: 0001437749-24-014802
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240320
FILED AS OF DATE: 20240506
DATE AS OF CHANGE: 20240506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morris David Richard
CENTRAL INDEX KEY: 0001711919
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38149
FILM NUMBER: 24917135
MAIL ADDRESS:
STREET 1: 1055 WILSHIRE BOULEVARD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBB Bancorp
CENTRAL INDEX KEY: 0001499422
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 272776416
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1055 WILSHIRE BOULEVARD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-533-7918
MAIL ADDRESS:
STREET 1: 1055 WILSHIRE BOULEVARD
STREET 2: SUITE 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
4/A
1
rdgdoc.xml
DAVID MORRIS GRANTED RSU PSU AMENDMENT
X0508
4/A
2024-03-20
2024-03-22
0001499422
RBB Bancorp
RBB
0001711919
Morris David Richard
1055 WILSHIRE BLVD
SUITE 1200
LOS ANGELES
CA
90017
1
1
CEO
0
Common Stock, No Par Value
37723
D
Option (right to buy)
20.5500
2030-01-22
Common Stock
9000
9000
D
Restricted Stock Units
0.0000
Restricted Stock Units
767
767
D
Restricted Stock Units
0.0000
Restricted Stock Units
5204
5204
D
Restricted Stock Units
0.0000
Restricted Stock Units
6675
6675
D
Restricted Stock Units
0.0000
Restricted Stock Units
9493
9493
D
Performance Stock Units
0.0000
Performance Stock Units
14240
14240
D
These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
There will be no expiration date once restricted stock units vest.
These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant.
These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
Amended to reflect correct statement in remarks. David Morris was granted 9,493 restricted stock units (RSUs) and a maximum amount of 14,240 performance stock units (PSUs) on March 20, 2024.
/s/ David Morris
2024-05-06