0001437749-22-010139.txt : 20220428 0001437749-22-010139.hdr.sgml : 20220428 20220428213555 ACCESSION NUMBER: 0001437749-22-010139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220427 FILED AS OF DATE: 20220428 DATE AS OF CHANGE: 20220428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris David Richard CENTRAL INDEX KEY: 0001711919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38149 FILM NUMBER: 22869707 MAIL ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RBB Bancorp CENTRAL INDEX KEY: 0001499422 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 272776416 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-533-7918 MAIL ADDRESS: STREET 1: 1055 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 rdgdoc.xml DAVID MORRIS OPTIONS EXERCISED 4/30/2021 X0306 4 2022-04-27 0001499422 RBB Bancorp RBB 0001711919 Morris David Richard 1055 WILSHIRE BLVD SUITE 1200 LOS ANGELES CA 90017 1 Interim President/CEO Common Stock, No Par Value 2022-04-27 4 M 0 21525 11.1498 A 35301 D Stock Options 2022-04-27 4 M 0 21525 11.1498 D 21288 D Option (right to buy) 11.1498 2022-04-27 4 M 0 21525 11.1498 D 2023-01-01 Common Stock 33813 12288 D Option (right to buy) 20.5500 2030-01-22 Common Stock 9000 9000 D Restricted Stock Units 0.0000 Restricted Stock Units 2301 2301 D These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant. These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant. There will be no expiration date once restricted stock units vest. David Morris exercised 21,525 stock options on 4/27/2022. /s/ David Morris 2022-04-28