0001123292-15-000785.txt : 20150513
0001123292-15-000785.hdr.sgml : 20150513
20150513161116
ACCESSION NUMBER: 0001123292-15-000785
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150511
FILED AS OF DATE: 20150513
DATE AS OF CHANGE: 20150513
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Affinity Gaming
CENTRAL INDEX KEY: 0001499268
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 020815199
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3755 BREAKTHROUGH WAY
STREET 2: SUITE 300
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 341-2400
MAIL ADDRESS:
STREET 1: 3755 BREAKTHROUGH WAY
STREET 2: SUITE 300
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
FORMER COMPANY:
FORMER CONFORMED NAME: Affinity Gaming, LLC
DATE OF NAME CHANGE: 20110630
FORMER COMPANY:
FORMER CONFORMED NAME: Herbst Gaming, LLC
DATE OF NAME CHANGE: 20100816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPH Manager, LLC
CENTRAL INDEX KEY: 0001509924
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54085
FILM NUMBER: 15858510
BUSINESS ADDRESS:
STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-548-4200
MAIL ADDRESS:
STREET 1: TWO GREENWICH PLAZA, FIRST FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-05-11
0001499268
Affinity Gaming
NONE
0001509924
SPH Manager, LLC
TWO GREENWICH PLAZA
FIRST FLOOR
GREENWICH
CT
06830
1
0
1
0
Common Stock
2015-05-11
4
A
0
12821
0
A
5101196.3
D
Represents a grant of 12,821 shares of restricted stock of issuer, 6,411 shares of which vested upon the grant and the remainder will vest on January 1, 2016, to the reporting person in recognition of services of Richard Parisi, a director of the issuer and employee of Silver Point Capital, L.P. ("Silver Point"). Silver Point is the investment manager of the Funds (defined below). Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point. Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and the sole members of SPH Manager (defined below).
SPH Manager, LLC ("SPH Manager") is the manager of SPH Investment, LLC ("SPH Investment"), an entity that holds an investment in the common stock of the Issuer (the "Common Stock"). Silver Point Capital Fund, L.P. and Silver Point Capital Offshore Fund, Ltd. (collectively, the "Funds") directly or indirectly hold non-voting equity interests in SPH Investment and an economic interest in the Common Stock. SPH Manager holds the voting equity interests in SPH Investment and, as a result thereof, holds voting control over, and may be deemed to be the beneficial owner of, the Common Stock held by SPH Investment on behalf of the Funds. Messrs. Edward A. Mule and Robert J. O'Shea are the sole members of SPH Manager and, as a result, hold voting control over, and may be deemed to be the beneficial owners of the Common Stock held by SPH Investment on behalf of the Funds.
/s/ Edward A. Mule, Member
2015-05-13