0001104659-15-086371.txt : 20151223 0001104659-15-086371.hdr.sgml : 20151223 20151223060024 ACCESSION NUMBER: 0001104659-15-086371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151221 FILED AS OF DATE: 20151223 DATE AS OF CHANGE: 20151223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Affinity Gaming CENTRAL INDEX KEY: 0001499268 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 020815199 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3755 BREAKTHROUGH WAY STREET 2: SUITE 300 CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: (702) 341-2400 MAIL ADDRESS: STREET 1: 3755 BREAKTHROUGH WAY STREET 2: SUITE 300 CITY: LAS VEGAS STATE: NV ZIP: 89135 FORMER COMPANY: FORMER CONFORMED NAME: Affinity Gaming, LLC DATE OF NAME CHANGE: 20110630 FORMER COMPANY: FORMER CONFORMED NAME: Herbst Gaming, LLC DATE OF NAME CHANGE: 20100816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zenni James Joseph JR CENTRAL INDEX KEY: 0001530898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 151304164 MAIL ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Z Capital Special Situations Fund UGP LLC CENTRAL INDEX KEY: 0001530862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 151304165 BUSINESS ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-235-8100 MAIL ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Z Capital Special Situations Fund GP LP CENTRAL INDEX KEY: 0001530861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 151304166 BUSINESS ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-235-8100 MAIL ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Z Capital Special Situations Adviser LP CENTRAL INDEX KEY: 0001530860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 151304167 BUSINESS ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-235-8100 MAIL ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zenni Holdings LLC CENTRAL INDEX KEY: 0001530859 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 151304168 BUSINESS ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-235-8100 MAIL ADDRESS: STREET 1: 150 FIELD DRIVE STREET 2: STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Z Capital Partners, L.L.C. CENTRAL INDEX KEY: 0001515358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54085 FILM NUMBER: 151304169 BUSINESS ADDRESS: STREET 1: 150 FIELD DRIVE, STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-235-8100 MAIL ADDRESS: STREET 1: 150 FIELD DRIVE, STE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 a4.xml 4 X0306 4 2015-12-21 0 0001499268 Affinity Gaming NONE 0001515358 Z Capital Partners, L.L.C. 150 FIELD DRIVE, STE 300 LAKE FOREST IL 60045 0 0 1 0 0001530859 Zenni Holdings LLC 150 FIELD DRIVE, STE 300 LAKE FOREST IL 60045 0 0 1 0 0001530860 Z Capital Special Situations Adviser LP 150 FIELD DRIVE, STE 300 LAKE FOREST IL 60045 0 0 1 0 0001530861 Z Capital Special Situations Fund GP LP 150 FIELD DRIVE, STE 300 LAKE FOREST IL 60045 0 0 1 0 0001530862 Z Capital Special Situations Fund UGP LLC 150 FIELD DRIVE, STE 300 LAKE FOREST IL 60045 0 0 1 0 0001530898 Zenni James Joseph JR 150 FIELD DRIVE, STE 300 LAKE FOREST IL 60045 1 0 1 0 Common Stock 2015-12-21 4 A 0 23439 12.00 A 8246381.4 I See footnotes Includes 5,659,102.23 shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Adviser, L.P. ("Special Adviser"), as the investment adviser of certain private funds; Z Capital Partners, L.L.C. ("Z Capital"), as the general partner of Special Adviser; Zenni Holdings, LLC ("Zenni Holdings"), as the managing member of Z Capital; and James J. Zenni ("Mr. Zenni"), as the President of Z Capital and the sole owner of Zenni Holdings. Includes 2,587,279.17 shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Fund GP, L.P. ("Special GP"), as the manager of certain private funds; Z Capital Special Situations Fund UGP, L.L.C. ("Special UGP"), as the general partner of Special GP; Z Capital, as the managing member of Special UGP; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings. Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his or its pecuniary interest therein. Z CAPITAL PARTNERS, L.L.C., By: /s/ James J. Zenni, Name: James J. Zenni, Title: President 2015-12-23 ZENNI HOLDINGS, LLC, By: /s/ James J. Zenni, Name: James J. Zenni, Title: Sole Owner 2015-12-23 Z CAPITAL SPECIAL SITUATIONS ADVISER, L.P., By: Z Capital Partners, L.L.C., General Partner By: /s/ James J. Zenni, Name: James J. Zenni, Title: President 2015-12-23 Z CAPITAL SPECIAL SITUATIONS FUND GP, L.P., By: Z Capital Special Situations UGP, L.L.C. General Partner By: Z Capital Partners, L.L.C., Managing Member By: /s/ James J. Zenni, Name: James J. Zenni, Title: President 2015-12-23 Z CAPITAL SPECIAL SITUATIONS FUND UGP, L.L.C., By: Z Capital Partners, L.L.C., Managing Member By: /s/ James J. Zenni, Name: James J. Zenni, Title: President 2015-12-23 JAMES J. ZENNI, By: /s/ James J. Zenni, Name: James J. Zenni 2015-12-23