0001104659-15-086371.txt : 20151223
0001104659-15-086371.hdr.sgml : 20151223
20151223060024
ACCESSION NUMBER: 0001104659-15-086371
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151221
FILED AS OF DATE: 20151223
DATE AS OF CHANGE: 20151223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Affinity Gaming
CENTRAL INDEX KEY: 0001499268
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 020815199
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3755 BREAKTHROUGH WAY
STREET 2: SUITE 300
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: (702) 341-2400
MAIL ADDRESS:
STREET 1: 3755 BREAKTHROUGH WAY
STREET 2: SUITE 300
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
FORMER COMPANY:
FORMER CONFORMED NAME: Affinity Gaming, LLC
DATE OF NAME CHANGE: 20110630
FORMER COMPANY:
FORMER CONFORMED NAME: Herbst Gaming, LLC
DATE OF NAME CHANGE: 20100816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zenni James Joseph JR
CENTRAL INDEX KEY: 0001530898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54085
FILM NUMBER: 151304164
MAIL ADDRESS:
STREET 1: 150 FIELD DRIVE
STREET 2: STE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Z Capital Special Situations Fund UGP LLC
CENTRAL INDEX KEY: 0001530862
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54085
FILM NUMBER: 151304165
BUSINESS ADDRESS:
STREET 1: 150 FIELD DRIVE
STREET 2: STE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: 847-235-8100
MAIL ADDRESS:
STREET 1: 150 FIELD DRIVE
STREET 2: STE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Z Capital Special Situations Fund GP LP
CENTRAL INDEX KEY: 0001530861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54085
FILM NUMBER: 151304166
BUSINESS ADDRESS:
STREET 1: 150 FIELD DRIVE
STREET 2: STE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: 847-235-8100
MAIL ADDRESS:
STREET 1: 150 FIELD DRIVE
STREET 2: STE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Z Capital Special Situations Adviser LP
CENTRAL INDEX KEY: 0001530860
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54085
FILM NUMBER: 151304167
BUSINESS ADDRESS:
STREET 1: 150 FIELD DRIVE
STREET 2: STE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: 847-235-8100
MAIL ADDRESS:
STREET 1: 150 FIELD DRIVE
STREET 2: STE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zenni Holdings LLC
CENTRAL INDEX KEY: 0001530859
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54085
FILM NUMBER: 151304168
BUSINESS ADDRESS:
STREET 1: 150 FIELD DRIVE
STREET 2: STE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: 847-235-8100
MAIL ADDRESS:
STREET 1: 150 FIELD DRIVE
STREET 2: STE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Z Capital Partners, L.L.C.
CENTRAL INDEX KEY: 0001515358
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54085
FILM NUMBER: 151304169
BUSINESS ADDRESS:
STREET 1: 150 FIELD DRIVE, STE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: 847-235-8100
MAIL ADDRESS:
STREET 1: 150 FIELD DRIVE, STE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
4
1
a4.xml
4
X0306
4
2015-12-21
0
0001499268
Affinity Gaming
NONE
0001515358
Z Capital Partners, L.L.C.
150 FIELD DRIVE, STE 300
LAKE FOREST
IL
60045
0
0
1
0
0001530859
Zenni Holdings LLC
150 FIELD DRIVE, STE 300
LAKE FOREST
IL
60045
0
0
1
0
0001530860
Z Capital Special Situations Adviser LP
150 FIELD DRIVE, STE 300
LAKE FOREST
IL
60045
0
0
1
0
0001530861
Z Capital Special Situations Fund GP LP
150 FIELD DRIVE, STE 300
LAKE FOREST
IL
60045
0
0
1
0
0001530862
Z Capital Special Situations Fund UGP LLC
150 FIELD DRIVE, STE 300
LAKE FOREST
IL
60045
0
0
1
0
0001530898
Zenni James Joseph JR
150 FIELD DRIVE, STE 300
LAKE FOREST
IL
60045
1
0
1
0
Common Stock
2015-12-21
4
A
0
23439
12.00
A
8246381.4
I
See footnotes
Includes 5,659,102.23 shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Adviser, L.P. ("Special Adviser"), as the investment adviser of certain private funds; Z Capital Partners, L.L.C. ("Z Capital"), as the general partner of Special Adviser; Zenni Holdings, LLC ("Zenni Holdings"), as the managing member of Z Capital; and James J. Zenni ("Mr. Zenni"), as the President of Z Capital and the sole owner of Zenni Holdings.
Includes 2,587,279.17 shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Fund GP, L.P. ("Special GP"), as the manager of certain private funds; Z Capital Special Situations Fund UGP, L.L.C. ("Special UGP"), as the general partner of Special GP; Z Capital, as the managing member of Special UGP; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings.
Each Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his or its pecuniary interest therein.
Z CAPITAL PARTNERS, L.L.C., By: /s/ James J. Zenni, Name: James J. Zenni, Title: President
2015-12-23
ZENNI HOLDINGS, LLC, By: /s/ James J. Zenni, Name: James J. Zenni, Title: Sole Owner
2015-12-23
Z CAPITAL SPECIAL SITUATIONS ADVISER, L.P., By: Z Capital Partners, L.L.C., General Partner By: /s/ James J. Zenni, Name: James J. Zenni, Title: President
2015-12-23
Z CAPITAL SPECIAL SITUATIONS FUND GP, L.P., By: Z Capital Special Situations UGP, L.L.C. General Partner By: Z Capital Partners, L.L.C., Managing Member By: /s/ James J. Zenni, Name: James J. Zenni, Title: President
2015-12-23
Z CAPITAL SPECIAL SITUATIONS FUND UGP, L.L.C., By: Z Capital Partners, L.L.C., Managing Member By: /s/ James J. Zenni, Name: James J. Zenni, Title: President
2015-12-23
JAMES J. ZENNI, By: /s/ James J. Zenni, Name: James J. Zenni
2015-12-23