0001557142-16-000003.txt : 20160728 0001557142-16-000003.hdr.sgml : 20160728 20160728165226 ACCESSION NUMBER: 0001557142-16-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160728 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kadmon Holdings, LLC CENTRAL INDEX KEY: 0001557142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273576929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-308-6000 MAIL ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz Bart M CENTRAL INDEX KEY: 0001498706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37841 FILM NUMBER: 161790791 MAIL ADDRESS: STREET 1: 401 PARK AVENUE SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-07-28 0 0001557142 Kadmon Holdings, LLC KDMN 0001498706 Schwartz Bart M C/O KADMON HOLDINGS, INC. 450 EAST 29TH STREET NEW YORK NY 10016 1 0 0 0 Common stock, par value $0.001 2016-07-28 4 P 0 1700 9.77 A 26211 D Common stock, par value $0.001 2016-07-28 4 P 0 200 9.78 A 26411 D Common stock, par value $0.001 2016-07-28 4 P 0 100 9.79 A 26511 D /s/ Steven N. Gordon, Attorney-in-Fact 2016-07-28