0001104659-16-134415.txt : 20160726 0001104659-16-134415.hdr.sgml : 20160726 20160726182410 ACCESSION NUMBER: 0001104659-16-134415 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160726 FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kadmon Holdings, LLC CENTRAL INDEX KEY: 0001557142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273576929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-308-6000 MAIL ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz Bart M CENTRAL INDEX KEY: 0001498706 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37841 FILM NUMBER: 161785306 MAIL ADDRESS: STREET 1: 401 PARK AVENUE SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 3 1 a3.xml 3 X0206 3 2016-07-26 0 0001557142 Kadmon Holdings, LLC KDMN 0001498706 Schwartz Bart M C/O KADMON HOLDINGS, LLC, 450 E. 29TH STREET NEW YORK NY 10016 1 0 0 0 Common Stock, par value $0.001 24511 D Stock Option (right to buy) 12.00 2016-12-31 2025-08-01 Common Stock, par value $0.001 17437 D This filing reflects the conversion of Kadmon Holdings, LLC, a Delaware limited liability company, into Kadmon Holdings, Inc., a Delaware corporation, pursuant to a statutory conversion set to occur on or about July 26, 2016. /s/ Steven N. Gordon, Attorney-in-Fact 2016-07-26